Fin. Svcs. Institute

The Financial Services Institute (FSI): Advocating for independent financial services firms, financial advisors & American investors. RTs, likes ≠ endorsements.

[Fin. Svcs. Institute @FSIwashington]

📚 October is #NationalBookMonth!

What’s one book you think everyone should read? Or maybe there’s an author or genre you can’t get enough of?

Drop your recommendation in the comments—we’re looking for our next great read! 📖

#BookRecommendations

[Fin. Svcs. Institute @FSIwashington]

Join us for "How AI Is Delivering Real Intrinsic Value," sponsored by @AidentifiedLLC, to explore how #AI and data can help firms find opportunities, deepen client relationships, improve efficiency, and give advisors more time with clients.

➡️https://t.co/MYjXmSHma3

#FSIEvents

[Fin. Svcs. Institute @FSIwashington]

Our President & CEO Dale Brown joined our Board Vice Chair and @sanctuarywp CEO Adam Malamed on the main stage at #Oasis2026 to discuss the issues and opportunities shaping independent financial services.

Thank you to the Sanctuary team for having us!

#FSI
#IndustryEvents

[Fin. Svcs. Institute @FSIwashington]

Our sponsors help make our work possible.

FSI Board Chair Christine Byrne shares how their expertise, resources, and engagement strengthen our advocacy, events, and member community.

Partner with us in 2027: https://t.co/S4BgfQeeBx

#FSI
#IndustryPartnerships

[Fin. Svcs. Institute @FSIwashington]

October is packed with #FSIEvents!

Join us for conversations on FINRA & SEC priorities, prediction markets, key CEO updates, AI’s business value, and the impact advisors make in their communities.

Explore what’s ahead: https://t.co/MYjXmSHma3

#FSI

[Fin. Svcs. Institute @FSIwashington]

There’s still time to register for tomorrow’s webinar!

Join us and @ESgloballaw for insights on FINRA enforcement, SEC exam trends, Reg S-P, Form ADV, conflicts of interest, and the growing use of AI in regulatory reviews.

➡️ https://t.co/MYjXmSHma3

#FSI
#FSIEvents

[Fin. Svcs. Institute @FSIwashington]

🎉 We’re celebrating Sharjeel Saleem, our Customer Relations Systems Manager!

When he logs off, spending time with his kids comes first—but he also enjoys getting out and riding motorcycles. 🏍️

#HappyBirthday, Sharjeel!

#TeamFSI

[Fin. Svcs. Institute @FSIwashington]

We’re in Chicago for the J.W. Cole 2026 Symposium!

Attending? Stop by Booth 33 to learn how our advocacy, resources, and member benefits support independent financial advisors and their businesses.

#IndustryEvents
#MembershipBenefits
#FinancialAdvisors

[Fin. Svcs. Institute @FSIwashington]

The latest #FSIVoice articles are live!

Explore advocacy and regulatory updates, industry trends, advisor insights, investor policy, and strategies for navigating an evolving digital landscape.

Read the latest: https://t.co/lQrrI7bBQP

#FSI

[Fin. Svcs. Institute @FSIwashington]

Prediction markets are evolving—and so are the regulatory and compliance considerations.

Join us for a discussion with @ESgloballaw on the regulatory framework and key supervisory, ethics, and monitoring considerations for firms.

Register: https://t.co/MYjXmSHma3

#FSIEvents

[Fin. Svcs. Institute @FSIwashington]

Today, we’re celebrating Kathryn Anderson, our SVP, Growth & Strategic Partnerships!

For her birthday weekend, Kat traded reading and hiking for zombie paintball with family—a frightfully fun celebration! 🧟‍♀️

#HappyBirthday, Kat!

#TeamFSI

[Fin. Svcs. Institute @FSIwashington]

@Alphalytics helps advisors turn business cycle data into actionable insights for smarter decisions.

#FSI members get 6 months complimentary through the #CoveredAdvisorAffinityBenefits Program.

Turn data into insights you can use: https://t.co/WL4Cct4M2e

#MembershipBenefits

[Fin. Svcs. Institute @FSIwashington]

Rewarding, evolving, and connected: three words that capture Michelle Allgauer’s 14 years with us.

From Director to SVP, she has grown, led, and brought people together!

Happy anniversary, Michelle!

#FSI
#TeamFSI
#WorkAnniversary

[Fin. Svcs. Institute @FSIwashington]

🍂 Hello, fall!

Here’s to cooler days, changing leaves, fresh starts, and new opportunities—and maybe a little more pumpkin spice along the way. 🎃

Happy first day of fall from all of us at FSI!

#FirstDayOfFall

[Fin. Svcs. Institute @FSIwashington]

We commented on the @SECGov on proposed Regulation E-Delivery, supporting a flexible, technology-neutral framework that preserves investor choice and protections.

Read our comment letter: https://t.co/MDbd7Mz9Uq

#FSI
#FSIAdvocacy

@SECPaulSAtkins @HesterPeirce @MarkUyedaUS

[Fin. Svcs. Institute @FSIwashington]

If Hanna Laver, our VP of Legislative Affairs & Senior Counsel, could book a flight tomorrow, there’d be no debate: she’d head straight to Paris—because the answer is always Paris.

We’re wishing Hanna a very #HappyBirthday and a wonderful year ahead!

#TeamFSI

[Fin. Svcs. Institute @FSIwashington]

On #WorldGratitudeDay, we’re grateful for the members, volunteer leaders, sponsors, partners, and staff who make our work advocating for independent advisors and firms possible.

Thank you for your commitment, collaboration, and all you do to strengthen the FSI community.

#FSI

[Fin. Svcs. Institute @FSIwashington]

Great to be part of #CambridgeIgnite 2026 last week!

Our President & CEO Dale Brown joined @CambridgeIBD advisors and leaders to share how our membership supports their businesses through advocacy, industry insights, resources, and exclusive benefits.

#FSI
#IndustryEvents

[Fin. Svcs. Institute @FSIwashington]

Celebrating 20 years of charitable impact at the @investinothers Awards Gala! Proud to join the industry in recognizing financial advisors—including FSI members—whose service and generosity make a difference in communities nationwide.

#GivingBack
#CommunityImpact

[Fin. Svcs. Institute @FSIwashington]

Built by FSI's Ops & Tech Council, the New Account Opening Guidebook brings together practical insights and real-world lessons to help strengthen one of your firm's key operational workflows.

FSI members: https://t.co/BQRPa4FNae

#FSIResources
#FSIInsights