๐๏ธ News to know in today's Regulatory Roundup:
States crack down on junk fees & auto-renewals, FTC settles with doxo over deceptive ads, CFPB's open banking rule advances, and a redlining order survives a DOJ challenge. Link in comments
#MarketingCompliance#RegulatoryCompliance
Compliance teams keep asking us the same question about AI: do we need to become technical experts to manage this risk?
Short answer: No.
We wrote up the full breakdown, including where the real risk is speed and volume, not the technology itself. Link in the comments.
A six-figure sanction. Over font size.
On this episode of the COMPLY Podcast, we discuss the shift from rules-based marketing compliance review to contextual AI, plus real stories from decades on the frontlines of compliance. Link in comments
Speed used to mean choosing between fast and compliant. Not anymore.
When compliance review happens at the point of creation, marketers don't wait on a queue or a second-guess
#MarketingCompliance#PrePublicationReview
We broke down where video marketing compliance risk concentrates by format, and what it takes to build a review process that keeps pace with daily posting.
Read it here: https://t.co/PJmAgyfCKD
A 15-second reel can trigger the same disclosure requirements as a full-page print ad.
FINRA reviewed 1,300 influencer posts and found 70% weren't compliant. In 2024, FINRA fined M1 Finance $850,000 for exactly this gap.
The rules didn't change when the format did.
Pre-publication review isn't new. How it works is.
We just recapped our webinar with Kuno Tucker, a seasoned Chief Compliance Officer. Here are 3 takeaways:
1. Contextual review beats a checklist
2. Building in-house has a cost nobody budgets for
3. Rollout is its own discipline
By the time a design leaves Figma, compliance is stuck reacting: comment pins, email threads, no standardized way to flag issues before they ship.
Here's what changes when compliance moves upstream: https://t.co/wjbbzujd73
Join PerformLine's Katie Daley and Kuno Tucker, seasoned Chief Compliance Officer, for a candid conversation on the shift from rules-based review to contextual compliance monitoring, and what it means for teams already doing this work.
August 12 | 2:00 PM ET / 11:00 AM PT
We flagged the CFPB's move away from disparate impact in our July Regulatory Roundup. The FTC announced it will no longer pursue "disparate impact" discrimination claims under Section 5. States retain independent authority to enforce these standards
Read: https://t.co/cGvKG85O2G
Join Kuno Tucker and Katie Daley Infante on August 12 for a candid conversation on whatโs replacing rules-based review and what makes AI audit-ready in a regulated environment.
August 12 | 2:00 PM ET / 11:00 AM PT
Register below.
A bank's HELOC headline reads "0% intro rate for 12 months," with an Apply Now button below it. This page has a disclosure. It still fails the standard.
This one example hits several of the disclosure mistakes. How many can you spot?
#MarketingCompliance#Disclosures#FTC