The SEC recently adopted significant rule amendments designed to modernize the regulatory framework for both advertising and solicitation practices, requiring all registered investment advisers to reassess communication methods with clients and investors: https://t.co/2Af1Gy4MdT
Just performed GLORY with my brother @JohnLegend at the Final @JoeBiden and @KamalaHarris Rally on Election Eve in Philadelphia. Vote tomorrow. Let’s make history.
.@Variety names @GESpeights one of the top lawyers in Hollywood for her precedent-setting #MeToo win on behalf of PBS. For more: https://t.co/QFAG7CkhQs
Following @PatinkinMandy on Twitter has been the best social media decision I’ve made. He and Kathryn (and their dog, Becky) make me smile with each post. Such wonderful people. Follow him! Oh, and #vote!!!
LIVE: Fmr. President Obama makes his first in-person campaign appearance for Joe Biden and Sen. Harris in Philadelphia, Pennsylvania. https://t.co/o1ina6YjI5
ATTENTION PENNSYLVANIA VOTERS! There is a “naked ballot” issue causing early mail in votes to be invalidated. This is a big deal and happening in real time. Please share this widely so we can make sure PA gets counted! @PADems #GOTV https://t.co/mgWmX7I1bY
Our investment management team highlights areas of focus in the SEC's recent Risk Alert and provides a checklist of considerations and actions to assist SEC-registered investment advisers and broker-dealers in addressing #COVID19-related compliance issues: https://t.co/MsBd8Dw172
Watch #Becoming! @MichelleObama is such an inspiration. Similar to an experience she shared, I was told by my law school advisor that I’d never work in BigLaw ... I’m now a Partner in BigLaw.
"Mental health, physical health: Those are all things that are going to help you perform at that best level," @alexisohanian talked about the dangers of trying to work 24/7, 365 days a year. https://t.co/a1F3MxVRRA
Thankful for the women that have helped (and continue to) lay the pavement I walk on - both those I’ve never met & others I’ve had the great fortune to call mentors, colleagues & friends #InternationalWomansDay@lriefberg@JLKlass @amyjgreer @MariaCMcGinley to name just a few.
Hot off the presses! Check out our annual Year in Review! A tool for advisers and brokers in assessing SEC and FINRA trends based on the last years statistics, cases and priorities.
Our SEC and FINRA Year in Review is a comprehensive summary and analysis of the practices, developments, considerations & enforcement actions of the #SEC & #FINRA. Additionally, the report highlights this year's top priorities. For the full report: https://t.co/Uuht6tsRvZ
Digital advisers will want to take note of the first enforcement cases involving "robo-advisers" that the SEC published today. The cases focus on advertisements, testimonials, paid bloggers, performance calculations, disclosures,…https://t.co/O5p6rub2Yu https://t.co/kbFP67oUcp