Top Tweets for #FinRA
"FINRA's mission is to protect investors and safeguard market integrity," a FINRA spokesperson said. "Our enforcement program is robust, risk-based and responsive to evolving market conditions." #muniland #regulation #finra https://t.co/OdmKcnvODI
Giovanni Pennetta sentenced to four years in federal prison for wire fraud in the Sestante Capital pre-IPO scheme. $11.9M in restitution ordered. A conviction does not return investor money. Civil claims can.
https://t.co/a5y0dTWd7H
#InvestmentFraud #WireFraud #FINRA
@FINRA I'm curious as to who's doing the oversight of dark pool trading in $GNS because today 100% of all information is dark pooled. The past 6 weeks 70% inflow is dark pool while all outflow hits lit market. This is fraud! #FINRA #FINRAFRAUD
New York-based Merrill Lynch accepted and consented to FINRA's findings, contained in a settlement document accepted by FINRA on June 18, without admitting or denying them. #muniland #finra #regulation https://t.co/ikTqeQvdc5
The “salami incident” doesn’t seem like a name to attach to a serious legal dispute. But @JPMorgan isn’t joking about getting its $4.25M arbitration award overturned. #financialplanning #FINRA #financialadvisors
https://t.co/Dred74Ge5E
#FINRA (submitted by FEND Securities Expert Witness) https://t.co/YWsp6WXmQh
𝗙𝗜𝗡𝗥𝗔 𝗛𝗶𝘁𝘀 𝗪𝗲𝘀𝘁𝗣𝗮𝗿𝗸 𝗖𝗮𝗽𝗶𝘁𝗮𝗹 𝗪𝗶𝘁𝗵 $𝟭𝟳𝟱𝗞 𝗙𝗶𝗻𝗲, $𝟯𝟰𝟱𝗞 𝗥𝗲𝘀𝘁𝗶𝘁𝘂𝘁𝗶𝗼𝗻 𝗢𝘃𝗲𝗿 𝗚𝗪𝗚 𝗟 𝗕𝗼𝗻𝗱 𝗦𝗮𝗹𝗲𝘀 https://t.co/IPtGP7Y1mm
#FINRA #enforcement #censure #fine #GWGHoldings #Lbond #WestParkCapital #brokerdealer
The depth of our experience can help you assess mediation before FINRA arbitration—call 212-509-6544 or email [email protected]. #FINRA #Mediation #Arbitration #SecuritiesLaw #InvestorRights #BrokerDefense
@zing_leo12693 A question that concerns me...#MMTLP if NBH can now sell 15.oo shares why are existing share holders left out?
It's like we never existed. Did #Finra and the #SEC make a deal to save the shorts ? I really would luv the true or the closest answer to...
@MorganStanley @elonmusk @SpaceX #WARNING - RUN as fast as you can, if the brokerage you invest through has in their agreement that you are forced to go through #FINRA arbitration. In my opinion the brokerages know they will win! I have been investigating FINRA, E*TRADE, and Morgan Stanley!
FBI/SEC investigate!
Sixth Circuit Upholds FINRA Jurisdiction Over Unregistered Broker-Dealer Controllers
https://t.co/vVJi79lAg6
#FINRA #SEC #SixthCircuit #BrokerDealer #NCLA #Jarkesy #JuryTrial #SeventhAmendment #ExchangeAct #SecuritiesEnforcement #AdministrativeAdjudication
FINRA Issues $125K Fine to Edward Jones for Failing to Report 2.7M Fractional Share Trades
https://t.co/pQLbiSnG95
#EdwardJones #BrokerDealer #FINRA #FractionalShareTrades #FractionalShareLiquidations #Reporting #Fine #Censure #TradeReportingRules #WSPs #Violation
Religions started with some core good ideas and over time became ritualistic rubbish. That's what always happens in human systems.
#SEC, #FINRA and related regulatory bodies and their licenses were introduced after 1929 crash. FDR picked the best crook, #JFK's father Joseph Kennedy and asked him to build SEC. In return, he had a clean history and ambasadorsip to UK to make him immune.
I took 7, 63 and 24 a few times... and did annual tests and a lot of KYC courses.... even though I never dealt with customers or funds directly.
As of now, none of these licenses or these so-called regulatory institutions are necessary anymore. They are ritualistic rubbish.
Tests we took to get licenses were mostly about protecting retail investors. By exposing them to Private Credit and Private Equity, #Trump made them redundant. #Nasdaq's decision to include Space X by changing all the rules on the books is another example. We are back to 1920s.... with more sophisticated products to steal from little investors.
We should just get rid of all of them.... at least it saves money... and hypocracy. We don't need any SEC, Finra, CFTC... not even DOJ... just let it be wild wild west.
Many ask: “Why not just sue the SEC?”
Because it’s extremely difficult to sue a federal agency for not enforcing a rule. Courts generally give agencies broad discretion on when and how to act.
That doesn’t answer the real question:
#MMTLP #NextBridge #SEC #FINRA
$igpk
Name change still pending with #finra
@WallStreetJoke What #FINRA #SEC did was wrong in every way. I want my money back plus more much more. You have stolen money and people have suffered. Some with their lives. 🔐 bad actors. The time has come #MMTLP #NOTGOINGAWAY
@_ChaoticGood42 #WARNING - RUN as fast as you can, if the brokerage you invest through has in their agreement that you are forced to go through #FINRA arbitration. In my opinion the brokerages know they will win! I have been investigating FINRA, E*TRADE, and Morgan Stanley!
FBI/SEC investigate!
I REPORTED #PONZI SCAMMER & #JPMORGAN FRAUD TO #SEC & #FINRA 2010 WHERE 'SECURITIES' LAWYERS IN ON THE SEC & FINRA CON TELL FINANCIAL CLIENT VICTIMS THEY ARE TAKEN👩🦰THEY RETALIATED👩🦰I CONTINUE TO MAKE THEIR SCAMS ON THE PUBLIC🤔PUBLIC @StephenM @SecScottBessent @AlinaHabbaDOJ
PAY ME MY LONG DUE#WHISTLEBLOWER AWARDS @SECPaulSAtkins - I TOLD @IRS & @DHS BENNETT HAD ILLEGAL #CHINESE PAINTERS WORKING ON HER VANITY FASHION PROJECT FUNDED WITH VICTIM ASSETS . DHS ACTED . IRS SHUT DOWN #PONZI SCAMMERs FAKE #NONPROFIT👩🦰FBI FOUND SEVERAL CHINESE PASSPORTS...
💯%!!!
Not like #FINRA criminals to be completely full of shit and duck and jive their own admitted naked short count of 2.65 million shares..
#FKFINRA
#FKBOBCOOK
#INSTITUTIONALFRAUD
#FINRATHUGS
#DONTDROPTHESOAPBOB
#WECOMMIN
#MMTLP🎯🔥
#FKUPAYME🫵🏼
@FINRA, we ( $mmtlp ) are awaiting an update to your "reported" 2.65m share imbalance of $MMTLP.
As you know, rule 204 closeout applies to all securities, especially those in non-trading companies.
With the 40m share offering from NB, closing out 2.65m fake shares should be easy.
Last Seen Hashtags on Sotwe
Trends for you
Most Popular Users
Elon Musk 
@elonmusk
240.4M followers
Barack Obama
@barackobama
119.3M followers
Donald J. Trump
@realdonaldtrump
111.7M followers
Cristiano Ronaldo
@cristiano
110.2M followers
Narendra Modi
@narendramodi
107M followers
Rihanna
@rihanna
97.6M followers
NASA
@nasa
92.1M followers
Justin Bieber
@justinbieber
90.8M followers
KATY PERRY
@katyperry
87.5M followers
Taylor Swift
@taylorswift13
81.3M followers
Lady Gaga
@ladygaga
72.8M followers
Kim Kardashian
@kimkardashian
69.7M followers
Virat Kohli
@imvkohli
69.6M followers
YouTube
@youtube
68.7M followers
Bill Gates
@billgates
63.8M followers
The Ellen Show
@theellenshow
62.5M followers
Neymar Jr
@neymarjr
62.3M followers
CNN
@cnn
61.9M followers
X
@x
60.8M followers
Selena Gomez
@selenagomez
60.5M followers