#enforcementupdate - Twitter Hashtag

about 8 years ago

Breaking news this week: The #FTC fines Western Union $586 million. As a result, Western Union has admitted to aiding and abetting wire #fraud and is refunding consumers. Find out more during this week’s #EnforcementUpdate: https://t.co/SF4fnfXesk #Compliance #Regulation #Regtech

compliance_ai's tweet photo. Breaking news this week: The #FTC fines Western Union $586 million. As a result, Western Union has admitted to aiding and abetting wire #fraud and is refunding consumers. Find out more during this week’s #EnforcementUpdate: https://t.co/SF4fnfXesk #Compliance #Regulation #Regtech

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compliance.ai @compliance_ai

over 8 years ago

After failing to file Suspicious Activity Reports, SARs, Chardan Capital Markets has been fined by the #SEC $1 million. Read about this enforcement and more here: https://t.co/5YiL962ghA #EnforcementUpdate #CCO #AML #Compliance #Finserv #Regtech #Regulation #Securities

compliance_ai's tweet photo. After failing to file Suspicious Activity Reports, SARs, Chardan Capital Markets has been fined by the #SEC $1 million. Read about this enforcement and more here: https://t.co/5YiL962ghA #EnforcementUpdate #CCO #AML #Compliance #Finserv #Regtech #Regulation #Securities https://t.co/dJ517IRBMC

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compliance.ai @compliance_ai

over 8 years ago

After running a #Ponzischeme, Yasuna Murakami, a Massachusetts-based hedge fund manager, has been sentenced to 6 years in prison and a $10.5 million fine. Check out the details of his fraudulent scheme during this week’s #EnforcementUpdate: #fraud #finance #regtech #fintech

compliance_ai's tweet photo. After running a #Ponzischeme, Yasuna Murakami, a Massachusetts-based hedge fund manager, has been sentenced to 6 years in prison and a $10.5 million fine. Check out the details of his fraudulent scheme during this week’s #EnforcementUpdate: #fraud #finance #regtech #fintech

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compliance.ai @compliance_ai

over 8 years ago

Find out how a #bribery scheme dating back to 2007 landed Panasonic with a $143 million fine during this week's #EnforcementUpdate! https://t.co/5YiL962ghA #SEC #compliance #enforcement #regtech #fintech #fraud

compliance_ai's tweet photo. Find out how a #bribery scheme dating back to 2007 landed Panasonic with a $143 million fine during this week's #EnforcementUpdate! https://t.co/5YiL962ghA #SEC #compliance #enforcement #regtech #fintech #fraud

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compliance.ai @compliance_ai

over 8 years ago

Last week, #WellsFargo got hit with huge penalties by the #OCC and #CFPB. Check out their Enforcement Actions and more from agencies such as #FINRA, #FRS and #SEC in our FREE #EnforcementUpdate. https://t.co/5YiL962ghA #Compliance #Regtech #Accountability #Banking

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compliance.ai @compliance_ai

over 8 years ago

The FTC is refunding 218,254 checks totaling more than $7.2 million to people who bought "as-seen-on-TV" products. Find out why and more during our NEW weekly #EnforcementUpdate!

compliance_ai's tweet photo. The FTC is refunding 218,254 checks totaling more than $7.2 million to people who bought "as-seen-on-TV" products. Find out why and more during our NEW weekly #EnforcementUpdate!

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compliance.ai @compliance_ai

over 8 years ago

The #FTC published 4 Enforcements last week totaling over $7.6 million in fines. Check the details during our NEW Weekly #EnforcementUpdate. #SEC #FRS #FINRA #enforcementactions #penalties #compliance https://t.co/gyotChcgpm

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