AI-powered SEC filing intelligence for dilution, offerings, and capital raises. Track shares outstanding, max dilution, active offerings, and predictive signals
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This update will take place over this upcoming week.
Research reports, catalysts, dilution data for all small caps.
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$AZIO
AZIO AI Holdings, Inc.
Private Placement Offering (July 17, 2026)
Filings today reference ~3.4M shares tied to a private placement offering:
• Total offering amount of $166,674,936 with $3,783,458 sold to six investors as of July 17, 2026.
• Securities issued include 2,265,544 shares of common stock, 973,450 shares of preferred stock, and 194,807 shares underlying assumed convertible notes.
• Preferred stock is convertible into 100 shares of common stock each upon stockholder approval.
• $162,891,478 in securities remains to be sold under the current offering program.
This private placement was conducted in connection with a merger that closed on July 2, 2026. The offering is being utilized by the Houston-based company under a Rule 506(b) exemption.
Check our RESEARCH tab for a free report on AZIO and its activity. Hours of research saved.
The issuance of convertible preferred stock and notes introduces potential future dilution pending stockholder approval and conversion events.
#MicroCap #DilutionWatch #AZIO
Honest question: When a microcap rips 100%+, which do you trust more to decide your next move?
A) The technical chart setup
B) The SEC filings/offering history
Be real: Are you playing the momentum or fading the dilution?
#stocks#investing#trading
$GREE
Vulcan Infrastructure and Power Inc.
Private Investment in Public Equity (July 19, 2026)
Filings today reference ~18.9M shares tied to a private placement and warrant issuance:
• Issuance of 17,146,200 shares of Class A common stock at $1.71 per share for $39.32 million in gross proceeds
• Issuance of a $10 million senior secured convertible note at a conversion price of $2.14
• Granting of a three-year warrant to purchase 1,754,386 shares at $1.71 per share
The company is utilizing these proceeds primarily to redeem approximately $33 million of its outstanding 8.50% senior notes due in October 2026. The transaction also includes board reconstitution and investor rights agreements for key participants.
Check our RESEARCH tab for a free report on GREE and its activity. Hours of research saved.
This transaction significantly increases the outstanding share count and introduces new convertible debt and warrant obligations into the capital structure.
#MicroCap #DilutionWatch #GREE
$RNAZ
TransCode Therapeutics
Stockholder Approval of Preferred Stock Conversion and Equity Incentive Plan (July 20, 2026)
Filings today reference the approval of share issuances related to convertible securities and incentive plans:
• Shareholders approved the issuance of common stock upon conversion of Series A, Series B, and Series C non-voting convertible preferred stock.
• Approval granted for common stock issuance related to a Standby Equity Purchase Agreement and convertible promissory notes with YA II PN, Ltd. dated April 6, 2026.
• The 2021 Stock Option and Incentive Plan was amended to increase the shares available for issuance by 1,734,262.
• Nasdaq confirmed approval of the company’s initial listing application regarding the preferred stock conversion proposals.
The 2026 Annual Meeting resulted in the authorization of multiple capital structure initiatives, including the conversion of various series of preferred stock and notes previously issued to YA II PN, Ltd.
Check our RESEARCH tab for a free report on RNAZ and its activity. Hours of research saved.
The approval of these proposals provides the company with the necessary authorization to proceed with the conversion of outstanding debt and preferred instruments into common equity.
#MicroCap #DilutionWatch #RNAZ
Be real: What’s the fastest way you’ve turned a bad morning into a blown account for the week?
A) Revenge trading to get back to even
B) Ignoring the stop because you "know" it'll bounce
C) Overleveraging after one green trade
Drop your poison. #trading#stocks
$CLGN
CollPlant Biotechnologies
Private Placement of Equity and Warrants (July 20, 2026)
Filings today reference ~458.8K shares tied to warrant issuance:
• Total offering size of $10,400,000 executed on July 6, 2026.
• H.C. Wainwright & Co., LLC received $272,000 in fees and warrants exercisable for 458,824 ordinary shares at $0.425 per share.
• Warrant exercise price is contingent upon shareholder approval.
The company executed this private placement with five investors to fund general corporate purposes, including research and development and potential strategic business combinations.
Check our RESEARCH tab for a free report on CLGN and its activity. Hours of research saved.
The issuance of these warrants and underlying shares increases the potential dilution profile for existing shareholders.
#MicroCap #DilutionWatch #CLGN
$XHLD
TEN Holdings, Inc.
Registered Direct Offering (June 30, 2026)
Filings today reference 7,500,000 shares issued in a registered direct offering:
• 7,500,000 shares of common stock issued
• Net proceeds of approximately $6.6 million
• Offering closed on June 30, 2026
The company filed an 8-K on July 20, 2026, to report that this capital infusion is intended to address a Nasdaq deficiency notice regarding the Equity Standard, which requires a minimum of $2.5 million in stockholders' equity.
Check our RESEARCH tab for a free report on XHLD and its activity. Hours of research saved.
Nasdaq will continue to monitor the company's financial standing to ensure ongoing compliance with listing requirements.
#MicroCap #DilutionWatch #XHLD
Most traders would rather gamble on a 50% pump like $GMM than spend 10 minutes reading a 10-Q.
Be real: Are you actually trading, or just playing a high-stakes slot machine and calling it a strategy?
#trading#stocks#finance
Fed keeping rates higher for longer is a slow-motion wreck. With 34 dilution events in small-caps this week, the math is getting brutal.
Who breaks first: the high-growth tech multiples or the microcap liquidity trap? Be real.
#markets#economy#investing
A microcap gaps 60% with zero news. Do you:
A) Chase the momentum immediately
B) Wait for the inevitable offering/ATM dump
C) Watch from the sidelines
Be real: How are you playing these traps?
#stocks#trading#microcap
$DXLG
Destination XL Group, Inc.
Merger Stock Issuance and Reverse Stock Split Proposal (July 17, 2026)
Filings today reference a proposal to increase the 2016 Incentive Compensation Plan by 13,500,000 shares:
• Proposed reverse stock split ratio between 1-for-2 and 1-for-30 to address February 2026 Nasdaq deficiency notice.
• Proposal to issue common stock for the merger with FBB Holdings I, Inc., originally agreed upon December 11, 2025.
• Disclosure of a prior $92 million private placement of FBB common stock.
The DXL Board has withdrawn support for the FBB merger, citing concerns over FBB's indebtedness and shareholder dilution, and now recommends voting against the issuance despite existing voting agreements.
Check our RESEARCH tab for a free report on DXLG and its activity. Hours of research saved.
The company is navigating a conflict between contractual voting obligations and the Board's current strategic recommendation regarding the merger and capital structure.
#MicroCap #DilutionWatch #DXLG
Honest question for the small-cap crowd: When a stock is ripping 40% on no news, do you trust the chart or the SEC filings more?
A) Chart (Price is truth)
B) Filings (The math never lies)
Be real, which one saves your account?
#stocks#investing#trading
What’s the fastest way you’ve turned a bad morning into a catastrophic week?
For me: It’s always the 'revenge trade' after getting chopped up by a random runner like $CJMB.
Be real: do you walk away or double down?
#trading#daytrading#stocks
Most traders would rather baghold a -50% dump than spend 10 minutes reading a 10-Q.
Be real: Are you actually analyzing the business, or just gambling on a ticker symbol you found on a discord server?
#trading#stocks#finance
The Fed is holding rates higher for longer, and the bloodbath in small-caps is just getting started. 32 ATM/PIPE offerings this week alone tell you everything.
Be real: who breaks first—the growth stocks or the microcaps?
#markets#economy#investing
A microcap gaps 60% with zero news. Do you:
A) Chase the momentum
B) Wait for the inevitable ATM/offering dump
C) Stay away entirely
Be real: what’s your actual play when the volume hits but the press release is empty?
#stocks#trading#microcap
Honest question: when trading microcaps, what is your primary source of truth?
A) The technical chart
B) The SEC filings
Be real—which one actually keeps you from blowing up your account?
#stocks#investing#trading
Be real: What’s the fastest way you’ve turned a bad morning into a blown-up week?
Is it the revenge trade, increasing size to 'make it back,' or staring at a ticker like $CJMB until you lose your mind?
Let’s hear the carnage.
#trading#daytrading#stocks
Be real: most traders would rather gamble on a random +50% $CJMB spike than spend 10 minutes reading a 10-Q. We’re currently seeing 30+ dilution events a week, yet everyone wonders why their portfolio is down. Are you trading the business or just the ticker? #trading#stocks…