Quest CE

We help #financial service organizations manage their #compliance operations with #FirmElement training, #disclosure tracking & branch #audit solutions.

[Quest CE @QuestCE]

A little follow-up now can make year-end a whole lot easier.

Check what’s outstanding, send the reminders, and keep things moving before December gets busy.

Need help simplifying the process? See how our technology can help you stay on track.

https://t.co/DP4O0xcmtQ

[Quest CE @QuestCE]

New regulations. New risks. New technology. New business priorities.

Compliance leaders are constantly adapting while helping the rest of the firm understand what those changes mean in practice.

That’s a lot more than checking boxes.

#CCO #Compliance #QuestCE

[Quest CE @QuestCE]

Does your team recognize shadow trading risk?

Our newest course covers MNPI across economically connected companies, firm controls, and escalation steps that help protect confidential information.

Learn more: https://t.co/OJseW4wmsZ

#ShadowTrading #QuestCE

[Quest CE @QuestCE]

No haunted house could prepare you for these notifications...

Don't forget only 1 day left to save 15% on IAR CE and all other designation CE! Use code GHOST26 through 10/31.

#HappyHalloween #IARCE #JumpScare

[Quest CE @QuestCE]

Leave the last-minute scares to Halloween movies. Get your CE plans squared away with 15% off IAR CE and all other designation CE.

Use code GHOST26 at checkout from 10/26–10/31.

A little less fright, a little more foresight.

#IARCE #HalloweenDiscount #QuestCE

[Quest CE @QuestCE]

Day 1 at NSCP 2026! 🎉

Allison Byrne, Sam Mathison, and Matt Farley are ready to kick things off in Orlando.

Stop by Booth #3 to meet the Quest CE team, talk compliance technology, and pick up some of our newest conference swag while you’re there. 👀

[Quest CE @QuestCE]

Vendor cybersecurity is an ongoing compliance responsibility.

Our new IA Micro-Learning course covers third-party risk, Reg S-P vendor requirements, and emerging technology risks like AI.

Learn more: https://t.co/wcokPu5Mad

#Cybersecurity #IAMicroLearning #RegSP

[Quest CE @QuestCE]

The only drama we want is documented, reviewed, and properly disclosed. 💅

Meet The Real Housewives of Compliance tee, making its debut at NSCP 2026!

Find yours at Booth #3 while supplies last.

#NSCP2026 #QuestCE

[Quest CE @QuestCE]

Q4 moves fast. 👀

Now’s the time to check what’s outstanding, what’s coming due, and what needs attention before year-end.

A little progress in October can save a lot of scrambling in December.

Finish Q4 strong: https://t.co/O8CN8DPFXK

#Compliance #Q4 #QuestCE

[Quest CE @QuestCE]

Information barriers help protect sensitive information across the firm.

Our newest course covers key safeguards, common violations, and how to escalate concerns appropriately.

Learn more: https://t.co/7Pb8ynquyz

#FirmElement #NewTraining #ContinuingEducation

[Quest CE @QuestCE]

Do your firm members understand the SEC Custody Rule?

Our newest course covers custody requirements, qualified custodians, safeguards, and escalation procedures.

Learn more in our press release: https://t.co/YrBmE63vhj

#FirmElement #SEC #NewTraining

[Quest CE @QuestCE]

The “quick question” somehow always comes with three follow-ups, a policy to check, and something to document. 😂

Compliance pros, you know the drill.

What’s your version of the never-quick question?

#Compliance #QuestCE

[Quest CE @QuestCE]

A summer well spent. 🌱❤️

Throughout the summer, several groups from Quest CE traded their desks for the fields and spent time volunteering at the Hunger Task Force Farm.

A few snapshots from our days at the farm! 📸

[Quest CE @QuestCE]

We’re excited to welcome Alex to Quest CE as our new Senior Backend Developer! 👋

Alex brings 14 years of software engineering experience and expertise in building scalable, reliable backend systems.

Welcome to the team, Alex! 🎉

#NewHire #QuestCE

[Quest CE @QuestCE]

Cash account violations can start with overlooked details.

Our newest course covers freeriding, good faith violations, settlement mismatches, and steps that can help keep customer accounts compliant.

Learn more: https://t.co/AjGVVE1xZ7

#FirmElement #CashAccountViolations

[Quest CE @QuestCE]

We're heading to Orlando, Florida, Oct. 25–28, for this year's NSCP National Conference. ✈️

Come find us at Booth #3 to talk compliance technology, see what's new at Quest CE.

We can't wait to see you there, and yes, we're bringing the shirts...

[Quest CE @QuestCE]

Happy National Techies Day! 💻 (Well, technically tomorrow.)

We’re celebrating the teams who build, improve, and support the technology behind Quest CE. Great compliance technology starts with great people behind it!

#NationalTechiesDay #QuestCE

[Quest CE @QuestCE]

Securities lending comes with important risks and regulatory obligations.

Our newest course covers securities-based lending, fully paid securities lending, key risks, and communication standards.

Learn more: https://t.co/frFupXbuRP

#FirmElement #SecuritiesLending

[Quest CE @QuestCE]

Something new is swinging into conference season... 🕸️

Meet our Your Friendly Neighborhood Compliance Team tee! Find it at NSCP 2026 while supplies last.

Stop by Quest CE Booth #3 and grab yours!

#NSCPAnnualConference #QuestCE

[Quest CE @QuestCE]

National Compliance Officer Day is tomorrow! 🎉 Celebrate with a Quest CE T-shirt giveaway. 👕

❤️ Tag a compliance officer OR comment ❤️ if it’s you
👕 Follow Quest CE to enter

One winner gets a Quest CE tee of their choice!

#NationalComplianceOfficerDay #Giveaway