Simon Appleton

Director, MiFIR Transaction Reporting SME #Transactionreporting #Tradereporting #Algotrading controls #MarketSurveillance #MarketAbuse #MiFIR #MiFID

[David King🔶 @communitydk1953]

Huge congratulations to our latest new Lib Dem Colchester Cllr @SimonAppleton_ Great Highwoods team work thanks to Simon and @MartinGossCol @amjay65 @MarkAlanCory and many more and a gain from Labour.

[Darius G Laws 🇬🇧 @dariusglaws]

@ColchesterLab This tweet has me confused, my memory is of Colchester Labour councillors, including your Parliamentary candidate, voting in favour of a garden waste tax?

[Simon Appleton @SimonAppleton_]

@Carra23 At least Neville provides insight.

[Kaizen @kaizenreporting]

A huge thank you to everyone at @FOWgroup for a great night at the #FOWInternationalAwards22 where we picked up the award for Best #RegulatoryReporting Solution for the 3rd year in a row! Find out more: https://t.co/CFPQfxW0R5 🌟🏆

[Simon Appleton @SimonAppleton_]

Significant changes proposed to MiFIR Transaction Reporting rules. #MiFIR #FCA #ESMA https://t.co/2F4FkjzQNp

[Simon Appleton @SimonAppleton_]

I am pleased to be co-presenting these Market Abuse training webinar sessions with my colleague Florian Nitschke.

[Regulatory Reporting (formerly UnaVista) @LSEG_Reporting]

Regulatory and Market Abuse Training – Foundation Courses – 50% discount. Our instructor-led certified foundation courses are being held online July to September. Get access to a 50% discount now here: https://t.co/2qeNckODrd #UnaVista #RegulatoryTraining #EMIR #MiFIR #SFTR

[Simon Appleton @SimonAppleton_]

@UnaVista Insider dealing and market abuse remain at the forefront of regulatory agendas. Join our Market Abuse Fundamentals course to gain an understanding of your obligations and obtain tools to design and maintain robust controls in your firm.

[Simon Appleton @SimonAppleton_]

What are the pitfalls of using crypto-assets in the wealth management industry? Kroll Ed Shorrock and William Scott-Gall explain what happens when things don't go as planned in Compliance Matters. #Crypto #FCA https://t.co/r5TmPejEz4

[Simon Appleton @SimonAppleton_]

FCA fines UBS AG £27.6 million for MiFID transaction
reporting failures

[Simon Appleton @SimonAppleton_]

A useful reminder and checklist. https://t.co/q6Lh9W3CY0 https://t.co/VCtFHis4wS

[Simon Appleton @SimonAppleton_]

UK's Financial Conduct Authority Decides To Ban Tom Hayes https://t.co/Gaesv3K03Z

[Simon Appleton @SimonAppleton_]

IMF chief says banks would be unwise to dismiss the threat from virtual currencies https://t.co/P62z8X1tTN via @Finextra

[Simon Appleton @SimonAppleton_]

ESMA Publishes Opinion On CMVM’s MAR Accepted Market Practice On Liquidity Contracts #marketabuse https://t.co/z2SEAJXdD6

[Simon Appleton @SimonAppleton_]

What Smart Successful people do over the Weekend - some useful tips...https://t.co/G8d5r95HxL

[Simon Appleton @SimonAppleton_]

Alternative to London is no financial centre in Europe, warns City envoy https://t.co/sTvMN8RFxy

[Simon Appleton @SimonAppleton_]

Cooperman settles insider trading charges for $4.9m https://t.co/YFYBZ2Gply via @FT

[Simon Appleton @SimonAppleton_]

Me delivering a presentation about Transaction Reporting under MiFIR at WMA's sell-out MiFID II Conference. https://t.co/sWnliofLHc

[Simon Appleton @SimonAppleton_]

Robot workers to monitor markets for abusive trading https://t.co/q1iYsOHFNB via @Finextra

[Simon Appleton @SimonAppleton_]

https://t.co/7IXQLB5tUG https://t.co/ewlzOFLFah

[Simon Appleton @SimonAppleton_]

US Supreme Court rules for prosecutors in insider trading case https://t.co/kaERn1xFBX via @FT