ACA Group

ACA Group is the leading #governance, #risk, and #compliance (#GRC) advisor in financial services.

[ACA Group @ACACompliance]

The deadline for the 2027 Investment Adviser Registration Depository (IARD) renewal payment is December 7, 2026. Review key dates, account-funding considerations, and year-end filing steps: https://t.co/eyfBRHwVZP

[ACA Group @ACACompliance]

An ETF launch is more than a listing date. Operational infrastructure, experienced service providers, authorized participant relationships, and a clear distribution strategy help lay the foundation for a successful launch.

Read the blog: https://t.co/FQK2x1rn2z

[ACA Group @ACACompliance]

See how a $4 billion private credit manager strengthened performance reporting, reduced key-person risk, and built scalable support without adding fixed headcount.

Read the case study: https://t.co/gybTUqFeLJ

[ACA Group @ACACompliance]

The FCA has simplified parts of UK transaction reporting. Now firms need to work out what needs to change. Join ACA’s transaction reporting specialists for an informative webcast: https://t.co/7CkPqYLRl1

[ACA Group @ACACompliance]

A milestone for ComplianceAlpha®!
Our User Summit in NYC brought clients and ACA experts together to explore connected compliance, AI, and what's next for the platform.
Thank you to our clients for helping shape the future of ComplianceAlpha. Learn more: https://t.co/9NxqEtrWqS

[ACA Group @ACACompliance]

Are you ready for the UK MiFIR transaction-reporting reforms?

Check your readiness to identify potential gaps across reporting scope, data, controls, and implementation:
https://t.co/IYw5ogdkZZ

[ACA Group @ACACompliance]

Join ACA for a live demo of pre-call screening, our new AI-enabled technology designed to help firms streamline reviews, identify potential risks, and strengthen compliance workflows.

Register: https://t.co/48P3xjMJap

[ACA Group @ACACompliance]

Your FCA incident reporting process may look robust on paper. But will it work when a serious incident is already underway? The new rules take effect on 18 March 2027.

See what to test before an incident strikes: https://t.co/12P2FoiUrc

[ACA Group @ACACompliance]

Your fund administrator delivers the numbers. But what happens when investors need more?

ACA helps private fund managers meet growing investor demands with specialized performance support, without replacing their administrator.

Learn more: https://t.co/A5EAP1Oxzo

[ACA Group @ACACompliance]

Launching an exchange-traded fund takes more than a strong investment strategy. Our latest guide walks through the planning and considerations asset managers should evaluate before launching an ETF. Start planning your launch: https://t.co/1PWhVEMNWU

[ACA Group @ACACompliance]

When compliance data lives in different systems, the full picture can be hard to see. Learn why connected platforms are replacing fragmented compliance stacks in our latest eBook. Download now: https://t.co/6KYANePgbc

#ComplianceAlpha #ComplianceTechnology #RegTech

[ACA Group @ACACompliance]

How are compliance teams approaching AI in 2026?
Join ACA for a webcast on the latest AI Benchmarking Survey findings, including adoption trends, governance priorities, and practical next steps.

Register: https://t.co/i4jhIxhb1P

[ACA Group @ACACompliance]

An operational incident occurs. Does your team know what to do first?
ACA’s new FCA Reporting Readiness Triage Card helps firms structure early decisions and prepare for new reporting requirements taking effect on 18 March 2027.
Download the Triage Card: https://t.co/lUuXX1q5Df

[ACA Group @ACACompliance]

Every box was checked. But what cyber risks are still lurking beneath the surface? 👀
This #CybersecurityAwarenessMonth, look beyond vendor questionnaires to uncover potential security gaps before granting access. Learn how ACA can help: https://t.co/7sL1SRkCnI

[ACA Group @ACACompliance]

A high-severity http://Node.js Brotli vulnerability may affect applications that decompress untrusted data. Identify exposed systems, apply available updates, and verify remediation across environments. Read the alert: https://t.co/SKJXF4YTao

[ACA Group @ACACompliance]

Building in DIFC or ADGM? Governance, controls, and operational readiness should develop alongside your application, not after approval.

Register for the webcast to explore what to consider before entering the region: https://t.co/nKkW8jxxsO

[ACA Group @ACACompliance]

SEC-approved FINRA Rule 2210 amendments will, once effective, permit limited use of performance projections and targeted returns in certain broker-dealer communications. Review audience controls, disclosures, records, and supervisory procedures: https://t.co/r2aZgr6QBy

[ACA Group @ACACompliance]

The FCA is proposing major SM&CR reforms, including removing the Certification Regime.

Fewer prescribed processes could mean greater reliance on firms' own governance and oversight. Accountability remains.

Explore the proposals and next steps: https://t.co/4n7NLehcrD

[ACA Group @ACACompliance]

Private markets firms can outgrow the governance and controls that once worked well. The FCA’s latest review puts cross-fund transactions, valuation, gifts and entertainment, and information barriers under scrutiny.

Read the alert: https://t.co/wKjRfDHPI6

[ACA Group @ACACompliance]

From 18 March 2027, firms in scope face new FCA operational incident reporting requirements.

Explore incident triage, escalation, decision-making, and timely reporting by registering to join our upcoming webcast: https://t.co/F7b7IUFvjy