BCCPBekker

Entrepreneur and Founder of Bekker Compliance Consulting Partners, LLC (BCCP)

[BCCPBekker @BCCPBekker]

https://t.co/qxjVDpd0kI

[BCCPBekker @BCCPBekker]

@BCCPBekker When meetings are required, be sure to communicate the purpose, objectives, and desired outcome of the meeting and send an agenda with the invite.

If you lead a remote team, it's important to have a regularly scheduled check-in meeting with…https://t.co/aEAucCmcS7

[BCCPBekker @BCCPBekker]

This makes zero sense to me. It also flies in the face of what KYC means: Know Your Customer and the requirements under the USA PATRIOT Act and related AML regulations. Am I missing something here?

#aml #amlcompliance #amlcft https://t.co/qnT3sRPiU6

[BCCPBekker @BCCPBekker]

If you are a discretionary manager and if all of your clients get generally the same portfolio, you may be running a de facto mutual fund (in the eyes of regulators). Here's what you must do.

#investmentadvisor #compliance #sec

https://t.co/2zCqDMErtc

[BCCPBekker @BCCPBekker]

@BCCPBekker: The crypto space needs to be regulated. Every day there's an article in the news that demonstrates what happens to the investing public when people put their money into unregulated financial products they clearly don't understand in terms of…https://t.co/I7LtMZTRpj

[BCCPBekker @BCCPBekker]

@BCCPBekker: CFTC Unveils $1,700,000,000 Bitcoin Trading Scheme Allegations in Largest-Ever Charge Involving BTC

The defendants misappropriated, either directly or indirectly, all of the Bitcoin they accepted from the pool partici…https://t.co/RQ8TwrqMPg https://t.co/3jnG1l4GpU

[BCCPBekker @BCCPBekker]

@BCCPBekker: FATF's latest targeted update on standards for VASPs.

#virtualassets #compliance #vasps #fatf #travelrule #defi #nfts https://t.co/gqmf3YMHbm

[BCCPBekker @BCCPBekker]

I just nominated my favorite small business for the chance to win $10,000. Celebrate #smallbizheroes with me by nominating your favorite: https://t.co/wKVhyOoL54 @GoogleSmallBiz #sweepstakes

[BCCPBekker @BCCPBekker]

https://t.co/wXL9WVsTuc

#investment #compliance #seniors #regulatory

[BCCPBekker @BCCPBekker]

@BCCPBekker: Best practices tips for Investment Advisors regarding AML compliance

#compliance #antimoneylaundering #investmentadvisor #ofac #fincen #policiesandprocedures #amlcompliance https://t.co/r5rG0iVXtE

[BCCPBekker @BCCPBekker]

@BCCPBekker: Compliance Kickstarter for Investment Advisors.

#compliance #investment #investmentadvisor #privacy #cybersecurity #regulatory #sec https://t.co/kiRqIrNFQQ

[BCCPBekker @BCCPBekker]

Carrie Rinehart-Bekker: "The bill would make “a clear distinction between digital assets that are commodities or securities” by analyzing what rights or powers a digital asset confers to its holders. This approach would allow “digi…https://t.co/6oPRnEUdek https://t.co/M6ux3nmxkG

[BCCPBekker @BCCPBekker]

@BCCPBekker: The deadline for submission is August 5, 2022.

#fintech #compliance #crypto #finance #digitalassets #california #regulation https://t.co/eftRUenWr0

[BCCPBekker @BCCPBekker]

@BCCPBekker

(FinCEN) issued an advisory on kleptocracy and foreign public corruption, urging financial institutions to focus their efforts on detecting the proceeds of foreign public corruption—a priority for the U.S. Government a…https://t.co/rW9zgVOJHH https://t.co/Uz7dnLOzgO

[BCCPBekker @BCCPBekker]

I just subscribed to Behind the Iron Curtain https://t.co/DV8JWcvUrV

[BCCPBekker @BCCPBekker]

@lofcr1 Double Vision

[BCCPBekker @BCCPBekker]

@BCCPBekker

Excerpt:

"By Eversheds’ unofficial tally, Finra reported 54 suitability cases last year, amounting to $3.9 million in penalties. Once Reg BI enforcement gears up, Rubin expects those suitability cases to offer a templ…https://t.co/UkY9wWjDbX https://t.co/saaM1ser6G

[BCCPBekker @BCCPBekker]

@BCCPBekker: Excerpt from article:

"The Securities and Exchange Commission’s Enforcement Division has been quiet about Regulation Best Interest since the retail investment advice rule went into effect 18 months ago, but that sile…https://t.co/GNInpp8dTc https://t.co/ZcLtk9cg8k

[BCCPBekker @BCCPBekker]

@BCCPBekker: Insightful article about crypto theft
#fintech #crytocurrency #theftprevention #bitcoin #digitalcurrency https://t.co/Ay7aidAQSK

[BCCPBekker @BCCPBekker]

@BCCPBekker: Need an expert witness? Contact us for details about our extensive pool of seasoned experts.
#expertwitness #experts #litigationlawyers https://t.co/cHu7NeFUsA