CSS

CSS is a global RegTech platform delivering a set of regulatory solutions that serve compliance professionals across the financial services industry.

[CSS @CSSregtech]

Do you follow @ConfluenceTech?

CSS is now a part of Confluence, so if you would like to keep up to date with us, please follow @ConfluenceTech, as this account will soon be no longer in use.

Learn more about Confluence here: https://t.co/klTBZ7rDlz

[CSS @CSSregtech]

The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ https://t.co/sCFIAtTMDg

[CSS @CSSregtech]

The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ https://t.co/sCFIAtTMDg

[CSS @CSSregtech]

With an estimated $18.4T of #ESG orientated assets now being managed globally, the #FCA is putting in place new #SustainabilityDisclosure Requirements and an investment labels regime: https://t.co/X2qKVKmEJq

#sustainability #investmentmanagement

[CSS @CSSregtech]

As #assetmanagers prepare to launch tokenized versions of their funds, key challenges, such as a lack of industry collaboration and regulation, remain as hurdles, according to a recent @InvAssoc survey.

https://t.co/7SGjORpauU
#investmentmanagement #tokenization @InvestmentWeek

[CSS @CSSregtech]

UK #AssetOwner Stewardship Review 2023 published research last week that paints a less than flattering picture of asset managers’ approach to #corporategovernance.

https://t.co/6XH3BjbSVY
#assetmanagers #investmentmanagement #TransitionPathwayInitiative @InsAsssetManager

[CSS @CSSregtech]

#FINRA has proposed a new rule that would allow #brokerdealers to use #projectedperformance in their marketing communications to #institutionalinvestors & qualified purchasers, such as #retirementplan investment fiduciaries.

https://t.co/bwFshrMBQn
#investmentmanagement @FINRA

[CSS @CSSregtech]

Could another FTX event happen again? #CFTC chair Rostin Behnam said that nothing has happened in the past year to prevent another one as market dynamics changed significantly in the last 3 years.

https://t.co/dVtuabjfJ8
#digitalassets #finreg #assetmanagement @marketsmedia

[CSS @CSSregtech]

The @CFAinstitute has published new definitions for #sustainablefinance terms to standardize terminology & enable #institutionalinvestors, regulators & participants to precisely communicate #ESGinvesting & #responsibleinvesting.

https://t.co/fAoZD3QV5H
#ESG #assetmanagement

[CSS @CSSregtech]

@SIFMA #AssetManagement Group is disappointed by the #FSOC finalized guidance and risk framework for nonbank financial company designations, saying it's unnecessary for companies like #assetmanagers.

https://t.co/kqAIz0wqV1
#SIFMA #finreg @marketsmedia

[CSS @CSSregtech]

The White House & #DOL will unveil a new rule proposal requiring rollover advice to be in the best interest of the saver & apply a #bestinterest standard to advice #plansponsors receive about investments included in #401k & other plans.

Learn more: https://t.co/9DwDBuQ9O6

[CSS @CSSregtech]

The UK has finalized its new rules for #stablecoins and the financial promotion of #cryptoassets, incorporating the #crypto industry into the existing regulatory framework for traditional #financialservices.

https://t.co/KKyJiDmguj
#finreg @InvestmentWeek

[CSS @CSSregtech]

The EU's proposal to update #AIFMD 2 and the #UCITS directive presents challenges and opportunities as #fundmanagers and #assetmanagers gear up to navigate the revamped landscape.

https://t.co/WpXFcZE6cJ
#finreg #compliance #alternativeinvestments #investmentmanagement

[CSS @CSSregtech]

The #SEC adopted new Rule 10c-1a on Oct. 13 requiring increased disclosure from institutional #shortsellers and making public certain information in the #securitieslending market.

https://t.co/iGeXfEZMQi
#finreg #investmentmanagement

[CSS @CSSregtech]

Opinions vary on the #SEC expanding the scope of its #NamesRule — some industry players feel the new rule will help prevent misleading #fundnames, but others say it will be a disruption to the industry.

What do you think?

https://t.co/ynsch6AdRP
#assetmanagement @pensionsnews

[CSS @CSSregtech]

Institutional asset owners, #assetmanagers and #privateequity firms are uniquely positioned to be victims of #cyberattacks. #FinancialServices firms are 300X as likely as other companies to be targeted by a cyberattack.

https://t.co/hJyT6OeM60
#cybersecurity @ChiefInvOfficer

[CSS @CSSregtech]

The #FCA has urged firms offering high-risk #investments to #retailinvestors to review their financial promotion approaches after the regulator found several examples of poor practice in a sample review.

https://t.co/kJNZbm6pip
#finreg #investmentmanagement @InvestmentWeek

[CSS @CSSregtech]

In consultation papers, UK financial regulators have proposed boosting #diversity & #inclusion to support healthy work cultures, reduce groupthink, and unlock talent. The consultation is open until 18 December 2023.

https://t.co/vZ8PxIJPzL
#DEI #financialservices @marketsmedia

[CSS @CSSregtech]

Excited to share an insightful deep-dive by Alison K Fraser and Kevin Renner! We uncover what goes on "Behind the Curtain" of SEC examinations, shedding light on the risk-based methodology!

Check out the full blog here: https://t.co/cFvHKrS4uO

#compliance #financialregulation

[CSS @CSSregtech]

In an effort to prevent funds from misrepresenting their investments and risks, the #SEC on Sept. 20 approved amendments to broaden the scope of its #NamesRule.

https://t.co/ZdvthlKl9t
#finreg #fundnames #investmentmanagement