The OSC has a new intake form for investors, issuers, registrants, and other stakeholders to submit inquiries, complaints, and tips to the OSC.
This new form will help the OSC Contact Centre collect information and more effectively assess inquiries and complaints, improve response times, and enable the OSC to act more decisively on the information provided. Initially developed with the investor experience in mind, the new form will benefit all stakeholders, by creating a clear process to help them provide relevant details that will help the OSC in verifying the purpose and legitimacy of the contact and prevent delays in processing the inquiry.
For more information on the Contact Centre and to access the intake form, visit the OSC website: https://t.co/jAU1KXJiw5
Companies that trade on large stock exchanges are compelled to follow accounting rules laid out in the generally accepted accounting principles (GAAP) to allow apples-to-apples comparisons, but there are still ways to make bad news look like good news. As an example, red flags can sometimes appear as adjustments in the footnotes of quarterly financial statements, says Zachary Curry, portfolio manager at Toronto-based Greenrock Capital Partners Inc. “If you have one, it’s okay, maybe, but if you start to get adjustments all the way up in the earnings statement, that’s a sign you should be digging a lot deeper,” he says. Here's what advisors can look for.
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