Olivia
Online
FIRE Solutions
@FIREexamprep
Fast, accessible online training and compliance solutions, customized for your needs. Real time solutions. Real time results.
New York, NY
Joined September 2011
123 Following
134 Followers
679 Posts
From this afternoon's #Symposium session on #InvestmentAdviser #Performance and #Advertising. What's your answer? Tweet us your answers. #NRS #NRSConferences
We are looking forward to Investment Services Shareholder Joseph Mannon presentation on “Investment Adviser Performance and Advertising” at the Chicago Investment Adviser Compliance Symposium 2019 presented by @tweetNRS today. Click here to learn more!
https://t.co/6fStnHL5cu
Looking forward to Shareholder Deborah Eades' participation on the “Form ADV Part 2: Identifying and Disclosing Conflicts” panel at the Chicago Investment Adviser Compliance Symposium 2019 presented by @tweetNRS tomorrow. Click here to learn more.
https://t.co/RhCb4sLORa
Who to follow
Series 7 whisperer 
@wallsttutors
FINRA Series 7 and #sieexam I teach from experience and have a knack for making the complex very simple #series7 #series7exam #sie
Jason Bishara
@Jason_Bishara
We provide customized solutions to all your business insurance needs including property and casualty, general liability, cyber– crime, D&O and more.
Nick Hopwood, CFP 💰
@nhopwood1
CFP®, Founder of Peak Wealth Management, Michigan Econ 2001
From our session on #FormADV #Part2. What's your answer to this question? Comment and let us know #NRS #NRSConferences
#NRS #Fall 2019 #Compliance #Conference agenda now available! Check out all our sessions, including #REGBI and #FormCRS and register with our Early Bird Rate! https://t.co/989R4OwOq0
#USHouse passes bill to strengthen protection of senior #investors. Read more: https://t.co/vU1ARr6Gil
New on the #NRS Insights #Blog - #FINRA provides guidance on #customer communications related to departing #representatives
https://t.co/XoGNDUzzdr #BrokerDealer #policies #procedures
#NRSSpring2019 #ComplianceConference #IACCP breakfast NRSSpring2019 #IACCP breakfast The #NRS #IACCP breakfast NRS IACCP breakfast
From our #IACCP Breakfast earlier this morning - Beginning the day with networking and appreciation #NRSSpring2019
How Do You Enforce Written Policies and Procedures? Sign up for our upcoming #webinar ‘Professional #Ethics’ for insight into #Ethical #Decision-Making for #Compliance Professionals - April 30 at 2:30PM EDT - https://t.co/0KU4DPEEb3
Closing out opening morning sessions with Perspectives from the Regulators #NRSSprinig2019 #NASAA #FINRA #SEC
Opening night after two amazing precon sessions at the #NRSSpring2019 #Compliance #Conference at the @HRGrandCypress in @VisitOrlando @VISITFLORIDA
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