FinTech Compliance

The first #FCA #Compliance Consultancy specialising in #AltFi #Tech and #Innovative #FinServ firms. #FinTech, #insuretech. Contact us at 02071004058

[FinTech Compliance @FinTechComply]

#FCA Publishes Proposed Clarifications - Understanding the Scope of the #Consumer #Duty

>> FCA guidance on helping firms understand the scope of the Consumer Duty > https://t.co/FeAiPYXa8x

>> FCA Quarterly Consultation No 38 (CP22/26) > https://t.co/FeAiPYXa8x

[FinTech Compliance @FinTechComply]

FCA Publishes Policy Statement PS22/9 and Guidance - Consumer Duty
Webpage > https://t.co/7gBE1u8qyq
Press Release > https://t.co/2HaivjfqbS

[FinTech Compliance @FinTechComply]

#FCA Publishes Review of #ConsumerDuty #FairValueAssessments and provided some suggested areas of focus so that firms can be sure they are meeting the #regulators expectations when the Duty comes in on 31st July.

Read the FCA’s full review and findings > https://t.co/W5HgvmLOaK

[FinTech Compliance @FinTechComply]

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages. Your one-stop-shop to staying compliant! Go to > https://t.co/RbGc4THoC3

#fintechs #financialregulation #compliance

[FinTech Compliance @FinTechComply]

FCA Consultation Paper (CP22/27): Introducing a gateway for firms who approve financial promotions > https://t.co/io1onpf2og
Webpage > https://t.co/HInwmiW7zU
Press release > https://t.co/VPZubFsI1w

#financialpromotions #financialindustry #financialservices #fintechs #fintech

[FinTech Compliance @FinTechComply]

FCA Policy Statement (PS22/10) > https://t.co/V67DH3P2H8
Webpage > https://t.co/YzHkQJroi1
Press release > https://t.co/ZIcdnbfxLK

#financialregulation #compliance #complianceofficer #compliancemanagement #investments #financialprofessional #financialindustry #fintech

[FinTech Compliance @FinTechComply]

The recently published feedback covers what you need to do when preparing and submitting an application, and while the FCA are assessing your application. To view the feedback go to > https://t.co/Wo7MIVTirM

#cryptocurrencies #cryptoassets #crypto #compliance #fintech #fintechs

[FinTech Compliance @FinTechComply]

Consultation Paper CP23/1 proposes updated guidance following the guidance released during the pandemic on supporting customers in financial difficulty > https://t.co/KCOvisXjUr

#insurance #insurancebrokers #insuranceagent #premiumfinance #fintech #fintechs #financialindustry

[FinTech Compliance @FinTechComply]

It is crucial that you get the FCA Authorisation process right! Click the link > https://t.co/oIuC8p2qC3 > to read about the FCA application process.

#fintech #emoney #paymentserviceprovider #insurancebrokers #investmentmanagers #p2plending #crowdfunding #openbanking

[FinTech Compliance @FinTechComply]

FCA Consultation Paper (CP22/23) - Regulatory Fees and Levies. CONSULTATION CLOSES 16th JANUARY 2023
FCA Consultation Paper (CP22/23): Regulatory fees and levies: policy proposals for 2023/24 > https://t.co/EmDwKvqvAd
Webpage > https://t.co/zFEhJxlwQD

#regulation #fca #fintech

[FinTech Compliance @FinTechComply]

FCA Discussion Paper: The potential competition impacts of Big Tech entry and expansion in retail financial services > https://t.co/3nFKq18g0K
Webpage > https://t.co/EjjQLJs2pE
Press release > https://t.co/OXVNJ3W8ic

#bigtech #technology #innovation #retailsector #fintech

[FinTech Compliance @FinTechComply]

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages > go to > https://t.co/fcTsuAcmFm

#financialservices #financialservicesindustry #fintechs #compliance #complianceofficer

[FinTech Compliance @FinTechComply]

You can now book a free consultation directly through our website. It's quick and easy, pick a day/time and reserve your spot - it takes less than a minute!!! Go to > https://t.co/vao3G03xcx

#compliance #complianceservices #compliancemanagement #compliancemanager

[FinTech Compliance @FinTechComply]

T'is the season to be compliant! Our monthly regulation update is the gift that keeps on giving! Go to > https://t.co/woVgMtxG7l

#regulations #costofliving #appdesign #appdevelopment #financialfraud #fraudprevention #ai #artificialintelligence #fintech #fintechs #compliance

[FinTech Compliance @FinTechComply]

consultation paper (CP22/27) sets out how the FCA plan to operate a new gateway so that all firms wanting to continue approving financial promotions for unauthorised persons will need to apply for permission > https://t.co/HInwmiEwbk

#regulation #financialpromotions #fintechs

[FinTech Compliance @FinTechComply]

Policy Statement (PS22/11) sets out improvements to the appointed representatives (AR) regime. The proposed changes will take effect from the 8th of December 2022 > https://t.co/8NIYrx0tfP

#umbrellacompany #umbrellainsurance #fintech #fintechs #regulation #compliance

[FinTech Compliance @FinTechComply]

Gaming trading: how trading apps could be engaging consumers for the worse! On Monday 21st Nov 22 the FCA published a webpage discussing their concern with the 'gamification' of financial services apps> read more > https://t.co/8wONDHaUCg

[FinTech Compliance @FinTechComply]

December is a busy month for new and updated guidelines / policies coming into force, as well as discussion paper and consultation paper deadlines > go to > https://t.co/SJ4nHVSZwS > for the salient points along with links to relevant webpages and documents.

#fintech #fintechs

[FinTech Compliance @FinTechComply]

The FCA is warning Buy Now Pay Later (BNPL) bosses that they could face jail time if they do not stick to stringent financial promotion rules. Read more > https://t.co/ESiXysQAIE

#financialprofessional #financialproducts #fintech #buynowpaylater #bnpl #regulations

[FinTech Compliance @FinTechComply]

At 3:15 today, The Treasury Committee is going to be scrutinising Directors from the FCA. Watch the meeting live here > https://t.co/qSyyeSIpT2

#fca #regulation