#FCA Publishes Proposed Clarifications - Understanding the Scope of the #Consumer#Duty
>> FCA guidance on helping firms understand the scope of the Consumer Duty > https://t.co/FeAiPYXa8x
>> FCA Quarterly Consultation No 38 (CP22/26) > https://t.co/FeAiPYXa8x
#FCA Publishes Review of #ConsumerDuty#FairValueAssessments and provided some suggested areas of focus so that firms can be sure they are meeting the #regulators expectations when the Duty comes in on 31st July.
Read the FCA’s full review and findings > https://t.co/W5HgvmLOaK
Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages. Your one-stop-shop to staying compliant! Go to > https://t.co/RbGc4THoC3
#fintechs#financialregulation#compliance
The recently published feedback covers what you need to do when preparing and submitting an application, and while the FCA are assessing your application. To view the feedback go to > https://t.co/Wo7MIVTirM
#cryptocurrencies#cryptoassets#crypto#compliance#fintech#fintechs
consultation paper (CP22/27) sets out how the FCA plan to operate a new gateway so that all firms wanting to continue approving financial promotions for unauthorised persons will need to apply for permission > https://t.co/HInwmiEwbk
#regulation#financialpromotions#fintechs
Gaming trading: how trading apps could be engaging consumers for the worse! On Monday 21st Nov 22 the FCA published a webpage discussing their concern with the 'gamification' of financial services apps> read more > https://t.co/8wONDHaUCg
December is a busy month for new and updated guidelines / policies coming into force, as well as discussion paper and consultation paper deadlines > go to > https://t.co/SJ4nHVSZwS > for the salient points along with links to relevant webpages and documents.
#fintech#fintechs
At 3:15 today, The Treasury Committee is going to be scrutinising Directors from the FCA. Watch the meeting live here > https://t.co/qSyyeSIpT2
#fca#regulation