Fingerprint Supervision

A powerful Voice and eCommunications Monitoring Software, that makes meeting your firm’s regulatory obligations simple. #compliance #regtech #regulation #MiFID2

[Fingerprint Supervision @FingerprintSUPV]

We're halfway through 2024 now with one question...

Are you confident that your Regulatory Host or Principal Firm business is keeping up with the latest expectations from the #FCA? 🤔

Read about the FCA's latest guidance below 👇

https://t.co/7mBVOLctya

[Fingerprint Supervision @FingerprintSUPV]

A free resource to help you with your e-communications compliance 📱

Download our e-communications risk assessment checklist, created with @Bovilltweets, to get all the essential questions you need to cover to ensure best practice.

https://t.co/EemnoZNjVp

[Fingerprint Supervision @FingerprintSUPV]

Need help conducting an e-communications risk assessment for your regulated firm?

We've collaborated with Bovill to give you the best tips on how to conduct your e-communications risk assessment to ensure best practice👇

https://t.co/Lzul8nbYYg

[Fingerprint Supervision @FingerprintSUPV]

A multi-client communications compliance platform? What exactly does that mean?

The power to oversee the communications of hundreds of client businesses in one unified platform, with only one login needed. 💻

Find out more: https://t.co/nVGqTWRRZ2

[Fingerprint Supervision @FingerprintSUPV]

Is WhatsApp worth using at your regulated firm? 🤔

Or is it better to take this channel offline and ban it completely?

We get input from major compliance voices in the industry who each give their take on The Great WhatsApp Conundrum: Use or ban?

https://t.co/c4e8uGixPK

[Fingerprint Supervision @FingerprintSUPV]

Random sampling? Invasive searches? Or perhaps not even doing anything?

If you work in compliance for a regulated firm, here are five major signs you need to rethink how you're supervising your communications 👇

https://t.co/bwyVimOHky

[Fingerprint Supervision @FingerprintSUPV]

Grab a coffee and get up to date with the latest regulatory news 👇

https://t.co/fCPiOuDGV1

[Fingerprint Supervision @FingerprintSUPV]

The FCA have a close eye on the Appointed Representative regime 🚨

If you work for a Principal Firm or Regulatory Host, do you know what their expectations are for oversight across your AR network in 2024?

https://t.co/MZC6zHzyxb

[Fingerprint Supervision @FingerprintSUPV]

Have you been keeping up with the latest news from the FCA?

Read our latest news roundup to learn what the latest headlines mean for your regulated financial firm 👇

https://t.co/ZiY5uyz1oJ

[Fingerprint Supervision @FingerprintSUPV]

AI and ChatGPT are buzzwords many compliance software vendors love to shout about.

But is this technology ready to be used in compliance?

We don't think so... yet. Here are three reasons why 👇

https://t.co/VdAcs8aqHh

[Fingerprint Supervision @FingerprintSUPV]

Can you clearly evidence your communications compliance policies and procedures?

If the answer is no, then it's time to re-evaluate how you meet your regulatory requirements for communications supervision 👇

https://t.co/uRIfAeEZYy

[Fingerprint Supervision @FingerprintSUPV]

Read our case study to find out how the Fingerprint platform is the perfect tool to help compliance teams from Regulatory Hosts, Principals and Outsourced CCOs monitor the communications of hundreds of client businesses ✅

https://t.co/O0Ui2CIYq9

[Fingerprint Supervision @FingerprintSUPV]

We're VERY excited to announce that we have made the RegTech100 2024 list, for a second year running! 🎉

The #RegTech100 2024 list showcases the world's top 100 most innovative and disruptive businesses in the regulatory technology space.

Learn more: https://t.co/Ty6FD3pBo9

[Fingerprint Supervision @FingerprintSUPV]

A small Friday morning reminder to vote for us in the Hedgeweek awards!

Our RegTech platform, Fingerprint Supervision, has been nominated for Best Regulatory Reporting Solution and we'd appreciate your help! You can vote by clicking on the link 👉https://t.co/xqyjmTGVpq

[Fingerprint Supervision @FingerprintSUPV]

📰 New Fingerprint article alert 📰

Catch up on everything that's been happening in the financial and regulatory industry lately along with our (opinionated) views, including $555mil in fines for unmonitored messaging apps over in the US and more...

https://t.co/UKZQzpHdUq

[Fingerprint Supervision @FingerprintSUPV]

Not to be the bearer of bad news, but...

We don't think ChatGPT is ready to be used in compliance and communications monitoring— yet. Here's why 👇

https://t.co/qEnbUin5Ij

[Fingerprint Supervision @FingerprintSUPV]

We've got a range of useful videos and webinars for financial firms and compliance oversight providers who want to understand what best practice looks like in communications monitoring.

Find them all below 👇

https://t.co/CPXhZGkcKR

[Fingerprint Supervision @FingerprintSUPV]

What are the FCA's priorities over the next few years and how will this impact your financial firm?

Keep up to date with the FCA's strategic plan through 2022-2025 and what this means operationally for your firm: https://t.co/E2St9kVq76

[Fingerprint Supervision @FingerprintSUPV]

Ever wondered how the Fingerprint platform works?

Our technology gives you the ability to monitor the communication channels of hundreds of employees, offices or clients, all in one place. But how exactly is that possible?

Find out here: https://t.co/pEmGsjFsLa

[Fingerprint Supervision @FingerprintSUPV]

Want to maintain a market-leading reputation for conduct as a directly regulated financial firm?

Proactively monitoring your communications is a vital key to preventing market abuse before it happens. Find out more 👇

https://t.co/rSAA6OhUva