InvestorCOM

Innovative regulatory software solutions for wealth management that eliminate compliance risk and foster better financial decisions.

[InvestorCOM @InvestorCOMInc]

🎉 What an incredible few days at the 2024 @FINRA Annual Conference! We're heading back filled with new insights and inspiration. A huge thank you to everyone who joined us, shared their knowledge, and enriched the dialogue around compliance in the wealth management industry.

[InvestorCOM @InvestorCOMInc]

Just in from CIRO! Check out the "2024 Compliance Priorities Report" webinar. Key insights on client-focused reforms: KYP & KYC obligations.

🎥 Full webinar: https://t.co/JuddYTMf0q.

👉 Ready to enhance your compliance strategy? Book a demo at https://t.co/XD0U4pogXj.

[InvestorCOM @InvestorCOMInc]

We're live at the 2024 @FINRA Annual Conference in DC! Join CEO Dave Reeve, President Parham Nasseri, CFA, and VP Bill Donnell as we delve into the latest in compliance trends. 📈

📸 featuring our friend, Tom Selman

Let's create impactful connections at #FINRAConference2024!

[InvestorCOM @InvestorCOMInc]

Learn insider knowledge from a panel of experienced speakers with legal and regulatory backgrounds as they breakdown what you need to know to prepare for the upcoming September deadline.

This will be a discussion you won't want to miss!

[InvestorCOM @InvestorCOMInc]

Interested in learning more about the new DOL Rule and what it means for your firm?

Register for our upcoming webinar today at https://t.co/eFFJrOimkV.

[InvestorCOM @InvestorCOMInc]

"The Labor Department has moved to ensure more financial professionals are obligated to act in the best interest of clients," writes financial columnist Michelle Singletary at the @washingtonpost.

Read about the new DOL Rule and why you should care at https://t.co/6EBUSEUBAp.

[InvestorCOM @InvestorCOMInc]

The final DOL rule is out! Stay tuned: we'll be hosting a webinar on May 9 to go over it.

Definition of Investment Advice Fiduciary - https://t.co/mzv6DK3M33
PTE 84-24 - https://t.co/WwrxcbJQhJ
PTE 2020-02 - https://t.co/yAWX5PwzCq

[InvestorCOM @InvestorCOMInc]

We help our clients protect their businesses and make their compliance efforts more effective and more efficient.

🔗Want to learn how we can assist your business too? Reach out to us today at https://t.co/XD0U4pogXj.

[InvestorCOM @InvestorCOMInc]

It is always rewarding to receive positive feedback from those we serve, but a recent testimonial from one of our valued clients was exceptionally gratifying. They told us, "You're the best technology partner we've ever had."

[InvestorCOM @InvestorCOMInc]

Receiving such high praise truly highlights the commitment and passion with which our team approaches every client and every project. A heartfelt thank you to all our clients for trusting us to be your compliance ally.

[InvestorCOM @InvestorCOMInc]

Excited to partner with @NitrogenWealth for a must-see webinar on SEC & DOL best interest regulations. 🌟 Join Craig Watanabe (DFPG Investments), Parham Nasseri (InvestorCOM), & Todd Johnson (Nitrogen) to learn how to safeguard your business and boost growth. 🚀

[Nitrogen @NitrogenWealth]

Don't let compliance regulations stop your firm's growth! Join Nitrogen and @InvestorCOMInc in our next webinar "Compliance & Growth in 2024: Navigating Reg BI and DOL’s Best Interest Regulations" on Tuesday 4/16 at 2 PM EDT. Register now!⬇️
https://t.co/BnOgYEwCdy

[InvestorCOM @InvestorCOMInc]

Join an essential webinar on April 10th at 1 p.m. ET, featuring industry experts Lawyer Chris Somerville, Lawyer and CEO Nancy Mehrad, and CCO Birju Shah, for a discussion centered on helping your firm master the CIRO exam priorities.

Register today at https://t.co/pk15A3Bx3G.

[InvestorCOM @InvestorCOMInc]

Let's keep the momentum going and continue to make InvestorCOM a fantastic place to work, innovate and grow. Here's to another year of excellence!

[InvestorCOM @InvestorCOMInc]

InvestorCOM has been recognized as one of Canada's Top Small & Medium Employers for 2024! This marks another year that we've been honored with this award, a testament to our incredible team and the innovative, supportive culture we've built together. @top_employers

[InvestorCOM @InvestorCOMInc]

At InvestorCOM, we believe that our people are the cornerstone of our success, and we are dedicated to fostering an environment where everyone can thrive, innovate, and excel. A huge thank you to our team members for their hard work, passion, and dedication.

[InvestorCOM @InvestorCOMInc]

In our latest Product Pulse, our Director of Product & Sales Engineering shares invaluable insights into what you can expect with upcoming CIRO Exams in Canada.

See how we're driving innovation and support in this critical area at: https://t.co/XD0U4pogXj

[InvestorCOM @InvestorCOMInc]

New fiduciary rule could revolutionize retirement savings handling! At @InvestorCOMInc, we ensure your firm stays efficient & compliant. Dive into the future with us and elevate your profitability.

See how: https://t.co/XD0U4pogXj

Full story: https://t.co/yHCnU59mpt

[InvestorCOM @InvestorCOMInc]

We're thrilled to be in Orlando for the @SIFMA C&L conference! If you’re onsite, don’t hesitate to reach out to us. Dive into the world of Reg BI compliance and meet our team, @ParhamNasseri and Dave Reeve. We’d love to connect with you. #SIFMACL

[InvestorCOM @InvestorCOMInc]

We're thrilled to see the results of Nitrogen's 2024 Advisor Growth Survey. It points to the fact that advisors and firms stand to gain significantly by embracing the benefits of compliance technology and automation.

See our compliance solution in action: https://t.co/XD0U4pogXj

[Nitrogen @NitrogenWealth]

We’re excited to announce the results of our most comprehensive Advisor Growth Survey, with insights from over 1,300 wealth management professionals! The report covers:

1️⃣Business Growth
2️⃣Technology
3️⃣Marketing
4️⃣Client Engagement

📥 Download now https://t.co/GgJScWkABr

[InvestorCOM @InvestorCOMInc]

📊 Insights from @arizent_co reveal that 68% of financial advisors foresee changes to Reg BI in 2024, with 65% expecting the SEC's chairman, Gary Gensler, to strengthen it. In 2024, compliance is key. At @InvestorCOMInc, we empower firms to navigate regulatory changes with ease.