John Barbour Director Of Operations

Raising standards in governance, risk and compliance

[John Barbour Director Of Operations @JB_Rockstead]

Recent conversations about the cost of non-compliance, following the most recent @TheFCA #arrears #fine, have prompted me to put pen to paper - read my thoughts…....
#FCA #Rockstead @RocksteadReview

[John Barbour Director Of Operations @JB_Rockstead]

We are delighted that our AUP services connected with Significant Risk Transfer issuance programmes are satisfying our clients needs. Give us a call to learn how we can help firms. #Rockstead #SRT #RWA #SDDT @RocksteadReview

[John Barbour Director Of Operations @JB_Rockstead]

We have been associate members of the @Equity_Council for 2 years now and value ourselves on keeping up to date with all regulatory and compliance matters. #Rockstead #ERC #LaterLifeLending @RocksteadReview

[John Barbour Director Of Operations @JB_Rockstead]

Are niche #lenders back in the driving seat? Find out by reading our latest whitepaper. #Rockstead @RocksteadReview

[John Barbour Director Of Operations @JB_Rockstead]

Although the #Mortgage Charter may have received some negative industry comments at that of launch, the @TheFCA data shows positive consumer outcomes. I analyse the data in my latest @RocksteadReview news & insight. #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

In my latest @RocksteadReview news & insight I analyse the latest @TheFCA #complaints data and why regulators are becoming increasingly impatient. #homefinance #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

#Consumerlending firms should recognise the @TheFCA will take whatever steps are required to reduce and prevent serious consumer harm by set higher testing standards, and promoting positive change. My analysis follows… @RocksteadReview #FCA #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

It would be good to hear your thoughts on my latest @RocksteadReview news & insight. #debt #collections #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

In my latest @RocksteadReview news & insight I discuss closed #mortgage books and #ConsumerDuty, analysing a recent @TheFCA speech. #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

Our involvement in #RMBS transactions provides important clarity as to the accuracy of underlying loan data and related information provided by the issuer. @RocksteadReview #banks #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

While firms may simply think #ConsumerDuty is a temporary ‘poster boy’ of ‘fair value’ interventions, that is not the case. Click below to read @BP_RocksteadGrp latest analysis. #insurance #Rockstead #motorfinance @RocksteadReview

[John Barbour Director Of Operations @JB_Rockstead]

Detailed update from @BP_RocksteadGrp regarding the @TheFCA and the #motorfinance industry. @RocksteadReview #carloans #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

Even if a transgression is not so serious to warrant financial sanctions, individuals can be removed as a director and their companies hit with injunctions, shareholder proceedings, and setting aside of transactions. @RocksteadReview #governance #risk #compliance #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

We continue to support our clients as they manage their way through the increased background of regulatory pressures, find out more below. @RocksteadReview #financialservices #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

The @bankofengland highlights its concern about the increasing length of #mortgage terms, more from @MS_Rockstead below. @RocksteadReview #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

@MS_Rockstead gives a detailed analysis on what is required to manage #risk within a #loanportfolio. @RocksteadReview #Rockstead

[John Barbour Director Of Operations @JB_Rockstead]

Some lender #firms believe that if a finance broker is @thefca authorised then they will be compliant with FCA rules, this isn't necessarily the case. https://t.co/090aDRxSeO #Rockstead #motorfinance

[John Barbour Director Of Operations @JB_Rockstead]

What did you think of the @TheFCA cancelling 627 #firms authorisations in a single year? #Rockstead #FCA

[John Barbour Director Of Operations @JB_Rockstead]

Operationally we often help lenders with 2nd and 3rd line reviews. #collections #forebearance decisions oversight is a growing area of interest for our clients.

#linesofdefence #rockstead @RocksteadReview

[John Barbour Director Of Operations @JB_Rockstead]

An insightful session at the 2023 @IMNEvents #GlobalABS. Yes, the #risk of #greenwashing is driving many of our debates.

#ESG #duediligence #Rockstead

@IMN_ABSGroup @RocksteadReview