Jason C. Roberts

CEO @PensionResource & Partner @RetirementLaw delivering competitive & compliant solutions for financial institutions & plan fiduciaries.

[Jason C. Roberts @JasonRobertsESQ]

We are pleased to report that Group Plan Systems, LLC has appointed Envestnet, Inc's Envestnet Retirement Solutions as an #ERISA 3(38) investment manager option for participating employers in the GPS Navigator #401k Pooled Employer…https://t.co/jRefSirjqW https://t.co/jPkeaEDMmc

[Jason C. Roberts @JasonRobertsESQ]

To undo or not to undo ...? Pension Resource Institute, LLC member firms get your questions answered on tomorrow's Member Roundtable at 3 p.m. ET. We will discuss the impact of the partial vacatur of #PTE 2020-02 after DOL's dismissal of its appeal, incl…https://t.co/ClQ8PxJXni

[Jason C. Roberts @JasonRobertsESQ]

Curious about the state of PTE 20-02 #compliance after DOL dismissed its appeal? Looking for concrete ideas on how to structure your retrospective review? Annie Messer, Steve Niehoff & I will cover both on June 1st at 2 ET as part…https://t.co/Q4dJVN2mHD https://t.co/9M7lpFjULU

[Jason C. Roberts @JasonRobertsESQ]

Pension Resource Institute, LLC is pleased to announce the publication of its Guide to Retrospective Review & Sample Report for #DOL PTE 2020-02. PRI Members can access it on ARC #Compliance Portal along with last week's Member Roundtable recording.
#ERI…https://t.co/hdQJwtXbSa

[Jason C. Roberts @JasonRobertsESQ]

In case you missed it, DOL will appeal Florida court's opinion re #PTE 2020-02. Keep in mind that the court took issue w/ the DOL's interpretation of its 1975 #ERISA #investmentadvice regulation, but DOL is working on a new regulation. Once finalized, the…https://t.co/qiEj6273xR

[Jason C. Roberts @JasonRobertsESQ]

In case you missed it, I am excited to report that Annie Messer joined the Pension Resource Institute, LLC team yesterday as President of Member Relations. Annie brings 14 years of experience helping financial instutions and advisors better serve retireme…https://t.co/pfiYSUERVx

[Jason C. Roberts @JasonRobertsESQ]

New article in Wealth Solutions Report (link in comments) breaks down opportunities for #retirement #advisors in #secureact2.0 w/ Joe DeNoyior Matthew Zokai, AIF, CPFA & Jonathan St.Clair #401k #erisa https://t.co/2wIarovRUW

[Jason C. Roberts @JasonRobertsESQ]

Thank you to InvestmentWires and readers for inclusion in #401k Wire's list of the 100 Most Influential People in the defined conttibution industry. #ERISA #fiduciary #compliance Pension Resource Institute, LLC Retirement Law Group Group Plan Systems, LL https://t.co/fJnpakhkKi

[Jason C. Roberts @JasonRobertsESQ]

Concise summary of DOL's final #ESG regulation and potential impacts for #401kplans from Emile Hallez at InvestmentNews avail at: #ERISA #compliance https://t.co/7VvH6pqswF

[Jason C. Roberts @JasonRobertsESQ]

I'll be back w/ John Faustino AIFA®, PPC®, on Dec. 13th (2 ET), to share lessons learned & proactive #compliance strategies for #DOL PTE 2020-02. Self-corrections & retrospective reviews are at the top of the list. Register for Bro…https://t.co/FCcGHmOC3t https://t.co/DB1lInP0Hi

[Jason C. Roberts @JasonRobertsESQ]

Part 2 of my recent discussion w/ @401kFridays on #401k Fridays #Podcast. Fast forward to the 22 min. mark for perspectives on all things #PEP, #MEP & group #retirement plans https://t.co/UAArDo9mHo #ERISA Group Plan Systems, LLC https://t.co/VRvYytiJuo

[Jason C. Roberts @JasonRobertsESQ]

Another great discussion w/ @401kFridays on #401k Fridays #Podcast re #Advisor managed accounts, #PEPs and other #ERISA #Fiduciary developments available at https://t.co/zRy0S5iiyy

[Jason C. Roberts @JasonRobertsESQ]

It's official! Group Plan Systems, LLC is a pooled plan provider for its first #PEP. More from 401(k) Specialist Magazine at: #ERISA #401k #fiduciary https://t.co/OLCeyKAFZS

[Jason C. Roberts @JasonRobertsESQ]

It's official. After 14 mos., Lisa Gomez has been confirmed as head of #DOL's EBSA (think Phyllis Borzi). Look for #ESG and #Fiduciary rules to publish after #midterms2022. Unlimited #ERISA / DOL #compliance, practice management…https://t.co/RiCll8UAO0 https://t.co/qIPLumo1hB

[Jason C. Roberts @JasonRobertsESQ]

Today is the deadline to register for Fiduciary and Investment Risk Management Association, Inc.'s DOL PTE 2020-02 webinar at 3 pm ET on 9/13. Specifically, I will address topics like self-corrections, retrospective reviews and pen…https://t.co/ifAY8RVjfD https://t.co/wYUM7IbLEC

[Jason C. Roberts @JasonRobertsESQ]

Want to know how other #RIAs, #banks and #brokerdealers are handling ongoing #compliance with DOL's PTE 2020-02? Join me on 9/13 at 3 p.m. ET for Fiduciary and Investment Risk Management Association, Inc. webinar. I will address to…https://t.co/2RDJYan1yT https://t.co/wYUM7IbLEC

[Jason C. Roberts @JasonRobertsESQ]

If you are an #advisor who is not delivering comprehensive value (beyond #investments) to #401k plans, new Fidelity Investments survey finds you have almost 50% chance of being replaced. InvestmentNews summarizes findings at #Com…https://t.co/orulec1VuW https://t.co/3PLpCAsFrs

[Jason C. Roberts @JasonRobertsESQ]

Regarding #btc in #401k plans, the point is that #ERISA leaves the determination as to whether any investment is appropriate for #401k plans to each plan's fiduciaries (e.g., employer or its appointed #investment #fiduciary). Echoe…https://t.co/SOuV7tNpTT https://t.co/ns73AxZBvb

[401k Specialist Magazine @401kspecmag]

'What are the [fiduciary] requirements, how do they get done, and who’s responsible for the various pieces?' #401k #RetirementPlanning @JasonRobertsESQ https://t.co/FxkdR8pyZ6

[Jason C. Roberts @JasonRobertsESQ]

Concise update on state & fate of #ERISA #litigation in case pending before @SCOTUS via @investmentnews at: https://t.co/fCO9aCKWZ6 #401k #403b