Kleinberg Kaplan is a premier boutique law firm that provides practical, business-minded legal counsel to investors, entrepreneurs and other industry leaders.
This week, the SEC announced its adoption of amendments to Regulation 13D-G and Regulation S-T of the Exchange Act. Our team covers the impact on reporting requirements here: https://t.co/Rixn4judar
🚀 Let's welcome @KleinbergKaplan as a new Supporting Sponsor for the eagerly anticipated @CoinAlts Conference, where the world of crypto converges with some of the sharpest minds in digital asset finance! 🌐 #CoinAlts2023
Kleinberg Kaplan’s Jamie Nash was quoted in The Wall Street Journal on the disagreements between the co-founders of Two Sigma Investments. Read more here: https://t.co/DGZX2Lj2Fw
Kleinberg Kaplan partner @GianatasioJared spoke with @BLaw on the legal teams representing Binance and Coinbase following the alleged securities law violations charged by the SEC. Read more here: https://t.co/6E6WJaYvSZ
The SEC continues to voice its concerns surrounding affiliated service provider arrangements for private fund managers. Our latest alert covers recent enforcement actions by the SEC and possible solutions for managers as the scrutiny increases. Read more: https://t.co/CkPHg2PbHf
Kleinberg Kaplan’s @mgold_KKWC and @DovKleiner cover the Supreme Court's decision regarding the effect of Bankruptcy Code section 363 (m) on appeals from sale orders and its implications for the equitable mootness doctrine. Read the analysis here: https://t.co/m1SnCDwqhe
Kleinberg Kaplan partner @DovKleiner covers the SVB bankruptcy in a recent interview with @CoinDesk. Check out the video below and read more here: https://t.co/Xgrvyaqh7g
A fight is brewing between Silicon Valley Bank's former parent company and the @FDICgov over $2 billion.
@KleinbergKaplan partner @DovKleiner shares takeaways from the first day of the bankruptcy hearing 👇: https://t.co/4Yz7GWWgyO
Marc Rosen and Joshua Bromberg of @KleinbergKaplan consider an appellate court ruling in favor of the SEC, which brought insider trading charges based only on circumstantial evidence. https://t.co/7ERely4hDp
.@KleinbergKaplan partner @DovKleiner says a battle is brewing between the former parent of Silicon Valley Bank and the @FDICgov, which now controls the bank, over $2B the company needs to pay creditors. @_franvela reports
https://t.co/21t1q9JNki
Circumstantial evidence is relevant in civil insider trading cases, ruled a federal appeals court, reaffirming prior precedent that the SEC need not provide direct proof of wrongdoing when bringing such claims. Read our latest alert on the decision here: https://t.co/lq3B7FP63Y
Kleinberg Kaplan partners Joshua Bromberg and Marc Rosen discuss a recent insider trading case in which the DOJ and SEC brought criminal and civil charges against an executive for misuse of a Rule 10b5-1 trading plan. Read more here: https://t.co/23mWmHW2Iq
In this latest alert, our Tax team covers upcoming deadlines for New York PTET and Section 475(f) elections, in addition to other considerations for taxpayers. Read more here: https://t.co/igvN5VRGNX
Members of Kleinberg Kaplan kicked off our first community engagement activity of 2023! Volunteers packed wellness kits + wrote notes of encouragement for @GoodShepherdNYC, a @newyorkcares community partner providing individual, family, and school-based services to engage youth.
On January 5, 2023, the FTC initiated the administrative rulemaking process to adopt a near total ban on the use of non-compete clauses. Our latest client alert explores how the Proposed Rule may impact employers and their businesses: https://t.co/FdQA100MTO
Kleinberg Kaplan Partner @DovKleiner spoke with @WSJ on the efforts - and related complexities - of FTX's new management to "claw back" donations its executives and affiliates made to charities and political campaigns. Click to read more: https://t.co/o4j4MH1GLp