PCMA Canada

We are The Private Capital Markets Association. Leading the national voice for #PrivateCapitalMarkets & #ExemptMarket pros.

[OSC News @OSC_News]

Capital Markets Act (CMA) consultation extended to February 18: https://t.co/ACX4cWKgIr

[PCMA Canada @PCMACanada]

LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms

Join the discussion as we take a deep dive into:
•Conflicts of Interest
•KYP, KYC & Suitability

When: Wed., Nov 24,
2:30 PM ET

Register in advance for this webinar: https://t.co/d5kBmUmuVd

[PCMA Canada @PCMACanada]

We Remember. #CanadaRemembers  #RemembranceDay2021

[PCMA Canada @PCMACanada]

LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms

Join the discussion as we take a deep dive into:
•Conflicts of Interest
•KYP, KYC & Suitability

When: Wed., Nov 24,
2:30 PM ET

Register in advance for this webinar: https://t.co/d5kBmUmuVd

[PCMA Canada @PCMACanada]

Thank you for joining our first ever DR Town Hall. We can’t wait to do it again! #privatecapital #businessdevelopment #investment

[PCMA Canada @PCMACanada]

We are here for you all. Let’s do this!

[PCMA Canada @PCMACanada]

Final panel at DR live Town Hall: Shared Strategies & Successes you can still join:
https://t.co/47zovdvGV8

Final poll q: What medium could aid in more intra professional collaboration, whether it be shared successes, risk mitigation strategies,or sharing of data? See results 👇🏽

[PCMA Canada @PCMACanada]

Join PCMA Live DR Town Hall: 
 https://t.co/47zovdvGV8
Talking now about: Suitability& Concentration Limits.

New Poll q: Alongside suitability assessment based on investor circumstance (KYC), be considered when exercising professional judgement? See results👇🏽

[PCMA Canada @PCMACanada]

We’re now talking Client Statements & Standardization within Industry. Join the live DR Town Hall
 https://t.co/47zovdvGV8

Check out the poll results on this q: How problematic is it currently to supply consolidated info to investors who have relied upon the OM exemption?

[PCMA Canada @PCMACanada]

Our PCMA DR TOWN HALL is live! Join the live Town Hall: 
 https://t.co/47zovdvGV8

We are talking Bad Actor Impact! Check out the poll results on this question: What would be the most appropriate or impactful to aid in preventing or discouraging those who misappropriate funds?

[PCMA Canada @PCMACanada]

Earn 2CE credits tomorrow, Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. DONT MISS IT!
https://t.co/6sOKA5qWTM

[PCMA Canada @PCMACanada]

Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. https://t.co/PqBTKwpVL5 #exemptmarket #privatecapital

[OSC News @OSC_News]

OSC announces new members of the Investor Advisory Panel: https://t.co/7H6mnfhfSy

[PCMA Canada @PCMACanada]

DR Town Hall
“An educational collaboration for DRs, by DRs.”

Wed, Oct. 20
3:00pm ET

•Bad Actor Impact & Discussion
•Client Statements & Standardization within industry
•Suitability & Concentration Limits
•Shared Strategies &
Successes

Click to Reg:
https://t.co/PqBTKwHx9F

[OSC News @OSC_News]

OSC publishes Summary Report for Dealers, Advisors and Investment Fund Managers: https://t.co/TPB8QWLW8O

[OSC News @OSC_News]

The CSA will lead the creation of a new single enhanced self-regulatory organization for Canadian investors and the investment industry that will consolidate the functions of @IIROCinfo and @MFDA_News, and is committed to serving the public interest: https://t.co/l7xicUzKvY

[PCMA Canada @PCMACanada]

The Private Investor Magazine, Summer 2021 digital Edition, LAUNCHED!
For a good time click: https://t.co/iFTbPM5JlB
#finance #magazine #business #privatecapital

[CSA_News @CSA_News]

Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan
https://t.co/T7vqtWdzs2

[OSC News @OSC_News]

OSC publishes 2021-2022 Statement of Priorities https://t.co/eDxrclJ1sZ