Watch our next panel discuss whether new standards of conduct for investment professionals have provided protections that ensure advice is truly in investors’ best interests! #ConsumerAssembly
Join us as we launch the Center for Race and Law on 9/22 with a screening of Who We Are: A Chronicle of Racism in America. Details and registration: https://t.co/JvVoDCWsRC
The bill’s supporters include @ProfChrisLazaro, @NicoleIannarone and @BenPEdwards, who say there’s a giant gap in representation for clients seeking less than $100K in arbitration. https://t.co/Mlai7S0wa9
Experts familiar with these free clinics @ProfChrisLazaro , @NicoleIannarone and @BenPEdwards say they fill a critical role that is missing almost everywhere outside NY and any place west of Chicago. They help investors and, they argue, the industry too. https://t.co/GWo5y75MyF
Experts familiar with these free clinics @ProfChrisLazaro , @NicoleIannarone and @BenPEdwards say they fill a critical role that is missing almost everywhere outside NY and any place west of Chicago. They help investors and, they argue, the industry too. https://t.co/GWo5y75MyF
Comprehensive look at the new SEC staff bulletin by @TobySalFP@finplan. Happy to have offered some comments.
SEC tells advisors to rein in conflicts of interest under Reg BI https://t.co/icPCZznE7R
Yesterday @SenateBanking, I spoke about the need for smaller investors to have access to free legal representation from legal aid clinics at law schools if the investors fall victim to fraud or scams. My Investor Justice Act would provide this resource for Nevadans who need it.
Smaller investors who lose savings because of poor financial advice need legal help to recover their money. To address this, I introduced the Investor Justice Act, so legal aid clinics at law schools can provide free legal representation to Nevadans who need it.
Looking forward to further supporting this bill that will help clinics, like the one I run at @StJohnsLaw, that provide free representation to investors with small dollar claims.
https://t.co/irnNcL9ARe
The panel will discuss the many issues involved in representing licensed and registered persons in the brokerage and investment advisory spaces in customer and employment arbitrations at FINRA and AAA.