RRS Compliance

RRS provides comprehensive compliance and operational consulting and support services to investment advisors and broker-dealers in a customized format.

[RRS Compliance @RRSNewsNow]

👏 A big congratulations to the FSDA team—and our very own Bart, President of FSDA—on a successful FSDA Annual Outreach Event in Boca Raton!

We were proud to sponsor and support such a meaningful day filled with great speakers, valuable insights, and strong community connections

[RRS Compliance @RRSNewsNow]

Our very own Bart McDonald, President of FSDA, is giving a quick shoutout to FSDA’s Annual Outreach Event taking place on April 10th in Boca Raton, FL! 🎉

- Free to attend 🎟️
- Incredible speaker lineup 🎤
- Featuring the industry’s hottest business coaching duo 🔥

[RRS Compliance @RRSNewsNow]

Just a casual reminder… 🚨 ADV filing is due March 31st🚨! Don’t let it sneak up on you! 👀📅

#ComplianceReminder #FileOnTime #March31st

[RRS Compliance @RRSNewsNow]

Live at SIFMA C&L! ⭐ Louis shares how we've had the privilege of supporting SIFMA C&L Annual Seminar since we started in 2006! Attending this event is always a great opportunity to reconnect with clients and build new relationships in the industry! 🤝

[RRS Compliance @RRSNewsNow]

Wrapping up at SIFMA C&L Annual Seminar! ⭐ It’s been an incredible event here in Texas—great conversations, insights, and connections! 🤠 Thank you to everyone who stopped by and made this a memorable experience. Until next time!

#SIFMACL #Compliance #RRSatSIFMA

[RRS Compliance @RRSNewsNow]

Bart McDonald and Louis Dempsey are heading to SIFMA's C&L Annual Seminar in Austin, TX on March 23! RRS is proud to be an exhibitor this year—stop by our booth to connect 🚀

[RRS Compliance @RRSNewsNow]

🎥Watch a 20-second recap of one of our consultants, Leeza, as she takes us through her busy trip to Boston! ✈️🏙️

Follow us on LinkedIn: https://t.co/trgeTMYxwV

[RRS Compliance @RRSNewsNow]

Day 1 at the IAA Compliance Conference in Washington, D.C.! 📍 Bart and Jennifer from the RRS team are here, ready to connect and learn. If you're attending, be sure to say hello! 👋

[RRS Compliance @RRSNewsNow]

RRS is proud to have sponsored the Women of Tomorrow event in partnership with the FSDA!

@FSDA2019

[RRS Compliance @RRSNewsNow]

@smerconish @j_fishback @CNN @cnni First pay down debt. Any refund should be in the form of a tax credit for lower income taxpayers. Less administrative costs, puts the money in the hands of those that need it most.

[RRS Compliance @RRSNewsNow]

Proud to see our own Bart, President of the FSDA, and Louis representing RRS at FSDA Legislative Days! It was a great few days of advocacy and collaboration. We’re proud to support the FSDA.

@FSDA2019

[RRS Compliance @RRSNewsNow]

Join Bart Layton and Jennifer Selliers on March 6, 2025 | 2 PM ET, as they explore:
- Common AI use cases in the industry and related risks
- Current and (possible) future regulatory landscape for AI
- AI adoption and governance next steps

Register: https://t.co/7Llz5ITz5j

[RRS Compliance @RRSNewsNow]

📅 Webinar: February 11, 2025 | ⏰ 2 PM ET

Join us on February 11 at 2 PM ET for expert insights from industry experts, including Jennifer Selliers from RRS.

Register here: https://t.co/wcl6tC7tBf

[RRS Compliance @RRSNewsNow]

Regulatory response. Litigation support. Independent consultant. Renaissance Regulatory Services.

Click this link to access the Virtual Request for Proposal: https://t.co/BS90EGwGoH

#RRSCompliance #VirtualProposal #ComplianceServices #BrokerDealers #InvestmentAdvisers

[RRS Compliance @RRSNewsNow]

Don't struggle through a regulatory storm... When you can be lying on the beach. Regulatory Response Support. Renaissance Regulatory Services

Click this link to access the Virtual Request for Proposal: https://t.co/BS90EGwGoH

#RRSCompliance #VirtualProposal #ComplianceServices

[RRS Compliance @RRSNewsNow]

Louis, founder & President of RRS, has 30+ years in regulatory compliance, advising/examining broker-dealers, investment advisers, & bank holding companies.

bio: https://t.co/YAa8Tj3Q2h

Reach him at 561-437-4869 or [email protected]

[RRS Compliance @RRSNewsNow]

The Division of Examinations published a Risk Alert to help municipal advisors better understand the examination process and prepare for an examination.

Click here to read: https://t.co/t0nSuK8btX

#SEC #News #RRSCompliance

[RRS Compliance @RRSNewsNow]

🎄✨ Wishing everyone a joyful holiday season from all of us at Renaissance Regulatory Services! May your holidays be filled with happiness and warmth 🎉🌟

#HappyHolidays #RRSTeam

[RRS Compliance @RRSNewsNow]

Many of those hiring for compliance jobs say they aim to raise the sector’s profile in the minds of top early-career professionals.

Click here to read: Compliance Wants to Go From Back-Office-Boring to Front-of-Mind Career Path - WSJ

#News #RRSCompliance #RRSNews

[RRS Compliance @RRSNewsNow]

We were thrilled to donate gifts to children from families in need at our local Elementary School. Giving back to our community is something we deeply value, and it was a joy to deliver these gifts and meet some of the wonderful staff who make a difference every day.