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Ruddy Gregory
@RuddyLaw
Ruddy Gregory, PLLC, formerly Ruddy Law Office, PLLC, is a securities and commodities law firm representing members of the alternative investments community.
Washington, DC
Joined July 2010
248
Following
126
Followers
507
Posts
Ruddy Gregory
@RuddyLaw
over 9 years ago
SEC Extends No-Action Relief for Broker-Dealers Relying on Investment Advisers Under Customer Identification Program https://t.co/s25HQksP51
Ruddy Gregory
@RuddyLaw
over 9 years ago
CFTC Approves Final Rule Amendments to CPO Financial Reporting Regulations https://t.co/YiHBLI8jCh
Ruddy Gregory
@RuddyLaw
over 9 years ago
Reminder to Derivatives Market Participants: Relief from Ownership/Control Rule Expires Soon https://t.co/lELOzYD9qr
Ruddy Gregory
@RuddyLaw
over 9 years ago
CFTC Extends Filing Period for CCO Annual Reports https://t.co/tJnPJpRmAr
Who to follow
Amro Zakaria Abdu
@aswagalmal
Financial industry strategist. Interested in #economics,finance, global market, #Fintech, and carbon. Forbes & ME Economy contributor.Tweets not=recommendations
Josiah Mortimer
@josiahmortimer
Chief Reporter @BylineTimes, focusing on democracy, cronyism, & campaigns. I write our 'On the Ground' column in print too. 'Fake news w*nker' - Tommy Robinson
Paula Guisado
@PauGuisado
ππβ‘οΈ
Ruddy Gregory
@RuddyLaw
over 9 years ago
Staff Extends No-Action Relief Under the Custody Rule https://t.co/RnQEmauCrM
Ruddy Gregory
@RuddyLaw
over 9 years ago
#NFA
Proposals Require Additional Financial Reporting by CPOs and CTAs in NFA Forms PQR and PR https://t.co/bikHI1B7CJ
Ruddy Gregory
@RuddyLaw
over 9 years ago
FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies https://t.co/cpoe6V0EMQ
Ruddy Gregory
@RuddyLaw
over 9 years ago
OCIE Announces that Examinations Will Focus on Supervision of Those with Disciplinary Histories https://t.co/5VelJulwEK
Ruddy Gregory
@RuddyLaw
over 9 years ago
Massad Recommends One-Year Delay in Drop of Swap Dealer de Minimis Threshold https://t.co/1i2yLHjIwm
Ruddy Gregory
@RuddyLaw
over 9 years ago
#CFTC
Fines Firm $1.5 Million for Supervision, Risk Management Failures https://t.co/swYeJIyipf
Ruddy Gregory
@RuddyLaw
almost 10 years ago
DSIO Extends Compliance Period for Uncleared Swap Margin Rules https://t.co/YJNeNjNTn4
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#FINRA
Adopts Pay-to-Play Rules https://t.co/5IdhzqFLJ6
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#FinCEN
issued its final rules concerning customer due diligence requirements applicable to FCM and IB Members https://t.co/x5IfGm5Ma7
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#SEC
Adopts Enhanced Disclosure Rules for Registered Investment Advisers https://t.co/FdhOAhOChs
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#SEC
Offers Advice on Brokersβ Handling of Collateral Posted as Margin for Swaps https://t.co/WX1HqYmA0B
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#SEC
Approves
#FINRA
βs Capital Acquisition Broker Rules https://t.co/BMq58wXCIr
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#CFTC
Staff Issues Final Report on De Minimis Exception to Swap Dealer Registration. https://t.co/5KvJ4vOsho
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#CFTC
Clarifies Chief Compliance Officer Reporting Line Requirements https://t.co/SJrjOV5jf9
Ruddy Gregory
@RuddyLaw
almost 10 years ago
#FINRA
Warns Firms Against Agreements that Narrow Customer Arbitration Choices https://t.co/dyi33tyvNj
Ruddy Gregory
@RuddyLaw
almost 10 years ago
CFTC Provides Guidance on Clearinghouse Recovery and Wind-Down Plans https://t.co/7KDsMoh3Ua
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