Today, we’re launching TovenAI: AI agents for compliance at institutional trading firms.
Multiple agents are already live across compliance workflows at a top-10 U.S. trading firm.
Compliance teams have to piece together what happened across recorded calls, chats, trade blotters, internal policies, and regulatory requirements. These systems do not talk to each other, so important context gets lost and gathering the evidence for an investigation can take hours.
As firms trade more, capture more data, and face rising regulatory expectations, the burden compounds. The usual options are to narrow coverage, slow business expansion, or keep adding resources with diminishing returns.
TovenAI gives them another option.
Our agents reason across communications and trade data as one connected whole, with each firm’s policies and relevant regulations in context. Compliance officers get the evidence they need to make faster, more defensible decisions.
Sam and I met eight years ago at Stanford before building AI systems at Meta and Citadel. If you work in finance or compliance, or know someone who does, we’d love to talk: [email protected]