WhirlingDervish

Editor of the blog, SimmyDizzle-Dot-Com

[WhirlingDervish @WhirlingDerv]

SEC: SEC Shuts Down WeedGenics $60 Million Cannabis Offering Fraud https://t.co/H8kWgq6P2W

[WhirlingDervish @WhirlingDerv]

SEC: Mellissa Campbell Duru Named Division of Corporation Finance’s Deputy Director for Legal and Regulatory Policy https://t.co/VrLBYQSUwQ

[WhirlingDervish @WhirlingDerv]

SEC: SEC Proposes Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies https://t.co/en7htY1BVt

[WhirlingDervish @WhirlingDerv]

SEC: SEC Charges 10 Microcap Companies with Securities Offering Registration Violations https://t.co/JDyxnbzdSW

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SEC: SEC Charges Red Rock Secured, Three Executives in Fraud Scheme Targeting Retirement Accounts https://t.co/GFTYYbGROJ

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SEC: Dutch Medical Supplier Philips to Pay More Than $62 Million to Settle FCPA Charges https://t.co/jCFzyIXu21

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SEC: SEC Charges HSBC and Scotia Capital with Widespread Recordkeeping Failures https://t.co/ZZkzZWT8yc

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SEC: SEC Charges Investment Adviser and Fund Trustees with Liquidity Rule Violations https://t.co/EYgW75lVGO

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SEC: SEC Issues Largest-Ever Whistleblower Award https://t.co/5zjPt0l4TK

[WhirlingDervish @WhirlingDerv]

SEC: SEC Charges Advisory Firm and Part-Owner for Breach of Fiduciary Duty in Connection with Use of Leveraged ETFs https://t.co/UXXsv1lFLR

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SEC: SEC Announces New Members of Small Business Capital Formation Advisory Committee https://t.co/EjKtg3Z5MJ

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SEC: SEC Adopts Amendments to Enhance Private Fund Reporting https://t.co/HHJ4Mfw53S

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SEC: SEC Adopts Amendments to Modernize Share Repurchase Disclosure https://t.co/L2LU7P2p0q

[WhirlingDervish @WhirlingDerv]

SEC: SEC Alleges Son and Father-in-Law Touted Faith to Target Church Members in $20 Million Offering Fraud https://t.co/A7jCyE7413

[WhirlingDervish @WhirlingDerv]

SEC: SEC Reopens Comment Period for Proposed Rule Amendments to Modernize Beneficial Ownership Reporting https://t.co/LFTfzeGQs5

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SEC: SEC’s Division of Investment Management to Host Inaugural Conference on Emerging Trends in Asset Management https://t.co/UBKragKGIK

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SEC: Eric R. Werner Named Director of Fort Worth Regional Office https://t.co/tzd1acuGHc

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SEC: SEC Charges Investment Adviser Betterment for Misstatements Concerning Tax Loss Harvesting Service https://t.co/cc9y7VZ98k

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SEC: SEC Appoints Deborah J. Jeffrey as Inspector General https://t.co/qpzzcKQwWF

[WhirlingDervish @WhirlingDerv]

SEC: SEC Charges Crypto Asset Trading Platform Bittrex and its Former CEO for Operating an Unregistered Exchange, Broker, and Clearing Agency https://t.co/7OzigQ3yRS