CCO Companion

CCO Companion helps investment advisers understand, stay current with, and manage their compliance from anywhere.

[CCO Companion @ccocompanion]

Alleviate those SEC Cybersecurity worries. See what the SEC actually requests during a cybersecurity exam. https://t.co/M2FjGTfa9I

[CCO Companion @ccocompanion]

Maybe there is something wrong with a rule that needs continual guidance? See new SEC Guidance re: Custody Rule. https://t.co/MOreolDORJ

[CCO Companion @ccocompanion]

V. 1.4 includes Q1 #SEC publications, new #checklists & #compliance training material. As well as a much improved News & Alerts feature

[CCO Companion @ccocompanion]

Version 1.4 is now live in the #AppStore!

[CCO Companion @ccocompanion]

A company that does it the right way. @PeerStreet @brewjohnson https://t.co/SRFJhVTzZI

[PeerStreet @PeerStreet]

Great interview with @brewjohnson today in @Forbes talking about PeerStreet’s beginnings and #realestatecrowdfunding https://t.co/Q1vFWyAOUD

[CCO Companion @ccocompanion]

The Books & Records Rule is the heart of investment adviser compliance. 3 most typical weaknesses identified by SEC. https://t.co/5XLoX1QySo

[CCO Companion @ccocompanion]

The SEC speaks! Advisers should listen. 4 of the most typical code of ethics violations. https://t.co/wwEb9KMznt

[CCO Companion @ccocompanion]

Custody issues have plagued investment advisers since the beginning of time. See what the SEC found during exams. https://t.co/buT9ZjN2fk

[CCO Companion @ccocompanion]

Annual amendment deadline fast approaching. Good time to see the SEC's 4 most common regulatory filing deficiencies. https://t.co/a0q5mCmjw9

[CCO Companion @ccocompanion]

See what the SEC thinks are the top 4 compliance program deficiencies. https://t.co/9jY2fQLtWf

[CCO Companion @ccocompanion]

What to know what the SEC is thinking? 2017 Examination Priorities makes for interesting reading. https://t.co/7tcRjrKAwU

[CCO Companion @ccocompanion]

SEC Risk Alert❗️ 5 Most Frequent Compliance Topics Identified in Investment Advisers Exams. https://t.co/6b52ZP4Hqv

[CCO Companion @ccocompanion]

News & Alerts have once again been optimized and running smoothly - where you can find to the minute information on the regulatory landscape

[CCO Companion @ccocompanion]

In addition to a revamped News and Alerts we are soon adding Q4 documents & #Compliance training and new #checklists... stay tuned

[CCO Companion @ccocompanion]

We would like to thank the #readability team for 5 years of excellent service! We are currently working on getting News and Alerts running

[CCO Companion @ccocompanion]

Check out the latest news and insights from Digital Compliance. https://t.co/TirvJpsnNG

[CCO Companion @ccocompanion]

New documents, new Checklists and a price reduction! Just some of the changes we've made in version. 1.3 https://t.co/ln0hHsnSii #Compliance

[CCO Companion @ccocompanion]

We have been hard at work making CCO Companion the most complete compliance solution. v. 1.3 is now in the AppStore: https://t.co/ihDu8rNLOf

[CCO Companion @ccocompanion]

What is #insidertrading? Answers to this and a whole lot more in the latest #FAQs https://t.co/kNo3gvM16E #fintech

[CCO Companion @ccocompanion]

What information must be included in the agreement between an #investment #adviser and the #solicitor? #FAQs: https://t.co/uiHdUxCPdG