NASAA exams are changing June 12. For the Series 63, no new content, but Securities & Issuers is more heavily weighted, as is Administrative Provisions. For the 65/66, a handful of new topics, including Equity Public Offerings and Cryptocurrency.
REMEMBER: an exempt transaction allows the issuer to avoid filing the typical registration statement. The offer is still subject to anti-fraud concerns and usually requires some paperwork to be filed after the fact.
SECURE 2.0 affects two main things for retirement plans starting 2023: The age for RMDs is now 73, and the penalty for not taking them is just 25% vs. 50%.
Systematic risks are across-the-board, e.g., inflation or market risk. Unsystematic risks are dependent on the issuer and/or their market space. Only unsystematic risk--such as business risk and regulatory risk--is considered to be "diversifiable."
If the Proposed Transaction is completed, the Common Stock would become eligible for termination of its registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended, and would be delisted from the New York Stock Exchange.
He wasn't kidding: On April 13, 2022, the Reporting Person delivered a letter to the Issuer (the “Letter”) which contained a non-binding proposal (the “Proposal”) to acquire all of the outstanding Common Stock of the Issuer not owned by the Reporting Person for all cash