A trusted contact is a person you authorize your financial firm to contact in limited circumstances. They might be a family member, attorney or another third-party whom you think would respect your privacy and know how to handle the responsibility. ▶️ https://t.co/DV24OlWFgD
Mark your calendars🗓️ January 11th at 2:30pm ET 🗓️
I'll be joining @USArmy & @SECGov Commissioner Caroline Crenshaw for a Twitter Spaces where we'll be discussing New Year’s resolutions to improve finances, build wealth, and avoid scams.
The Commission just voted to propose Regulation Best Execution, which would establish a best execution standard & require detailed policies & procedures for brokers, dealers, govt securities brokers, govt securities dealers, & municipal securities dealers, & more.
“@Nasdaq’s opened the way for the capital markets to appreciate the cloud.”
At the recent Technology of the Future (ToF) Conference, we asked guests how Nasdaq’s technology enables them to bring forward meaningful change in a #TinyMic interview.
Happy Veterans Day!
Tune in Nov. 17th at 2pm ET as our #SECSmallBiz team joins @DAVHQ @patriotbootcamp for a live streaming Caffeine Connect session focused on empowering veteran and military spouse entrepreneurs to navigate #capitalraising pathways. #DAVPatriotBootCamp
I was pleased to support today's amendments regarding shareholder reports. They would benefit investors by ensuring access to material, accurate, & useful information in an accessible manner.