Top Tweets for #ExamPriorities

Bates Group @BatesGroup

over 5 years ago

Look in-depth at the SEC's 2021 examination priorities — and what they could mean for your firm and how they compare to previous years in our annual SEC 2021 Exam Priorities Analysis and Comparison Chart. https://t.co/OWFa71mMcM #SEC #exampriorities

BatesGroup's tweet photo. Look in-depth at the SEC's 2021 examination priorities — and what they could mean for your firm and how they compare to previous years in our annual SEC 2021 Exam Priorities Analysis and Comparison Chart. https://t.co/OWFa71mMcM #SEC #exampriorities https://t.co/U29vywy2qK

0

3

1

0

0

Debt Erazer @debterazer_com

over 7 years ago

RT @BestEverYou: “The #SEC and #FINRA examinations have great overlap as do the 2018 SEC and FINRA #exampriorities.” #PeterGuarino @ComplianceFour #NEBDIAA #Boston #compliance #financialservices

debterazer_com's tweet photo. RT @BestEverYou: “The #SEC and #FINRA examinations have great overlap as do the 2018 SEC and FINRA #exampriorities.” #PeterGuarino @ComplianceFour #NEBDIAA #Boston #compliance #financialservices https://t.co/dqaQT7dW6K

0

2

0

0

0

Debt Erazer @debterazer_com

over 7 years ago

RT @BestEverYou: Next up here at #NEBDIAA in #Boston is #AdamPollet from @ESgloballaw and #PeterGuarino from @ComplianceFour to talk about #Finra #exampriorities #compliance

debterazer_com's tweet photo. RT @BestEverYou: Next up here at #NEBDIAA in #Boston is #AdamPollet from @ESgloballaw and #PeterGuarino from @ComplianceFour to talk about #Finra #exampriorities #compliance https://t.co/YPNy9tCoYB

0

2

0

0

0

Elizabeth Guarino

over 7 years ago

“The #SEC and #FINRA examinations have great overlap as do the 2018 SEC and FINRA #exampriorities.” #PeterGuarino @ComplianceFour #NEBDIAA #Boston #compliance #financialservices

BestEverYou's tweet photo. “The #SEC and #FINRA examinations have great overlap as do the 2018 SEC and FINRA #exampriorities.” #PeterGuarino @ComplianceFour #NEBDIAA #Boston #compliance #financialservices https://t.co/XoghAafoyh

0

8

3

0

0

Elizabeth Guarino

over 7 years ago

Next up here at #NEBDIAA in #Boston is #AdamPollet from @ESgloballaw and #PeterGuarino from @ComplianceFour to talk about #Finra #exampriorities #compliance

BestEverYou's tweet photo. Next up here at #NEBDIAA in #Boston is #AdamPollet from @ESgloballaw and #PeterGuarino from @ComplianceFour to talk about #Finra #exampriorities #compliance https://t.co/dwYIMlin3t

0

8

2

0

0

MyComplianceOffice @mycompliance

over 9 years ago

Suitability, an important concern for Multi-branch advisers. #MCOWebinar #SEC #OCIE #ExamPriorities

0

1

2

0

0

National Law Review @natlawreview

over 10 years ago

OCIE Announces 2016 Exam Priorities https://t.co/Z4x7HJVBlQ #OCIE #exampriorities #SEC #securities

0

1

0

0

0

Last Seen Hashtags on Sotwe

Trends for you

Most Popular Users