Top Tweets for #FINRA2016
Culture of #compliance will continue to be important driver by FINRA Chairman and CEO Rick Ketchum #FINRA2016 https://t.co/j3SRi8XMA8
Culture of #compliance will continue to be important driver by FINRA Chairman and CEO Rick Ketchum #FINRA2016 https://t.co/TnTdrVxCUD
A big thanks to everyone who joined us at our cocktail reception last night! Enjoy the rest of #FINRA2016!
Retiring FINRA CEO Ketchum gets standing ovation. "This job has been a joy." #FINRA2016
"Compliance should be front office not back office," says Brennan #FINRA2016
Being "at the edges" is a bad strategy. Compliance should be front office. > Brennan, Vanguard #FINRA2016
.@Finra_News lead gov Brennan says org is not captured by industry but 'members have a loud voice.' #Finra2016
Should there be one entity to regulate industry? How do we consolidate oversight? > Brennan, Vanguard #FINRA2016
.@Finra_News lead gov Brennan on @USDOL #fiduciaryrule impact on brokerage industry: 'Our ability to adapt is spectacular.' #Finra2016
More competition, more regulations, DOL ruling are challenges. Great firms adapt > Brennan, Vanguard #FINRA2016
There are no markets that work as well as US markets > Brennan, Vanguard #FINRA2016
We have nothing but our reputation > Brennan, Vanguard #FINRA2016
Why is culture so important? Trust from clients is the only true asset. #FINRA2016
Last morning with Jack Brennan and Greg Ahern #FINRA2016
Merrill's Thiel says that when it comes to fintech we sometimes miss the forest for the trees #FINRA2016
Edward Jones' Jim Weddle says millennials represent huge opportunity; "let's understand how they want to be served" #FINRA2016
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