In Partnership Compliance

[In Partnership Compliance @inpartnership1]

This is a good article and sits perfectly in line with what we promote to our In Partnership firms.

Why suitability applies to charging and not just advice https://t.co/fh61n3SQ3E

[In Partnership Compliance @inpartnership1]

Gov’t scraps age-55 pension switch window to stop ‘rogue advisers’ https://t.co/muf0Mi59IL

[In Partnership Compliance @inpartnership1]

Discussion Paper. It is good to talk. its also nice to know you are ahead of the game on this. KYC and PROD combined.

[Financial Conduct Authority @TheFCA]

On #COP26 #finance day, we set out our commitment to helping investors put #ESG matters at the heart of #investment decisions https://t.co/2DTnT99lZE

[In Partnership Compliance @inpartnership1]

Not Yet Suitable for Retail Consumers!!!

Could LTAF's be the focus of yet another mis-selling scandal in 5 to 10 years time?

FCA creates new investment fund for pension schemes and sophisticated investors https://t.co/maixwP5jmE

[In Partnership Compliance @inpartnership1]

On Friday, we had the privilege to attend the L&G Mortgage Club Awards. One of our firms @MortgageMedics won Best Broker Firm for Overall Quality (6-25 advisers). We are thrilled for the whole team on your success. Thanks to all for a spectacular event.
#MCAwards2021

[In Partnership Compliance @inpartnership1]

WEAR IT PINK! In Partnership are raising money for an amazing charity today #breastcancernow campaign. All sporting pink and just look at those cakes! Thank you to all who contributed and lets raise as much money as we can. #breastcancer #charity #WearItPink

[In Partnership Compliance @inpartnership1]

Back on the road at the Crowne Plaza Hotel - Felbridge with @prudential @fidelityinternational @Octopusinvestments @Aviva @MorningStarIMUK @canadalifeco for our local investment advice workshop. Join IN at one of our open events near you as part of your Structure CPD.

[In Partnership Compliance @inpartnership1]

Integrity, integrity, integrity.

FCA bans adviser after 'understating' income in tax returns https://t.co/Z75UbSLkZu via @profadviser

[In Partnership Compliance @inpartnership1]

In Partnership MacMillan Coffee Morning. Thank you to all the staff for their contributions today. Think we can all see how good the cakes look. Let's raise as much money as we can for such an amazing charity.
#MacmillanCoffeeMorning #macmillan #cake

[In Partnership Compliance @inpartnership1]

FCA: 'Smaller IFAs struggling to meet regulatory standards' https://t.co/vru2hQvzab

[Financial Ombudsman Service @financialombuds]

After searching for investment opportunities online, Joyce lost £100,000 to an investment scam. When she alerted her bank, it was too late to get her money back. Read what happened in Joyce's case: https://t.co/RmG2UP3sk9
#Ombudsman #Fraud #Scams

[In Partnership Compliance @inpartnership1]

FCA chair: Post-Covid regulation changes needed https://t.co/1uA1aQHCVM

[In Partnership Compliance @inpartnership1]

4 in 10 young investors do not view ‘losing some money’ as a risk when investing!!

FCA warns that younger investors are taking on big financial risks https://t.co/u9GlvpKqMS

[In Partnership Compliance @inpartnership1]

Retiring and retired clients need to be properly advised. A well designed CRP will achieve this.

Quarter of retirees risk exhausting pension funds https://t.co/FWFkvWWKMs

[In Partnership Compliance @inpartnership1]

The understatement of the year.

FCA admits FSCS levy is 'unsustainable' https://t.co/E6ke5iPhPx

[In Partnership Compliance @inpartnership1]

And one guess at who will fund any claims! We look forward to the FCA's review of funding of the FSCS and of its own costs, which continue to spiral.

FSCS declares 14 firms in default including Liberty Sipp https://t.co/53YLe2J7Je

[In Partnership Compliance @inpartnership1]

We know that this case will be of interest to many advisers who advise on SIPPs.

Original Sipp ruling a ‘test case gone badly wrong’, QC says https://t.co/aQeLJ8gZn4

[In Partnership Compliance @inpartnership1]

Our first webinar event of 2021 – “At Home with In Partnership” started yesterday. Our members heard from all areas of the business and we formally introduce Martin as part of the In Partnership team and the feedback from these was brilliant. Onto the next webinar! #webinar

[In Partnership Compliance @inpartnership1]

Industry welcomes plans for a ‘living pension’ via @corpadviser https://t.co/EiAxoBpkv9

[Synaptic @Synaptic_S]

Synaptic Software has secured a three-year contract with independent financial adviser network, @inpartnership1, to deliver a software solution to simplify compliance reporting and processes for its member firms https://t.co/YU8TGNSq3D #financialadviser #financialplanning #MiFID