Smartria's cloud-based platform simplifies #compliance for consultants, CCOs, operations teams, IARs, and the staff who support them. #smartria#riacompliance
Is your #RIA firm juggling too much? With recent events like the Crowdstrike outage, #cybersecurity is more critical than ever. The SEC is stepping up to protect investors. Learn more: https://t.co/q0RayhYqnX
The @DynastyFP team spends just 2-5 hours a week maintaining their #compliance program with Smartria. 🤯 If you're spending more time than that, let's talk! Boost your efficiency—book a demo today: https://t.co/mhveriaVj0 #ComplianceTech
Say goodbye to outdated compliance methods. Our innovative platform is designed to make compliance management simpler, faster, & more effective. Want to learn more? Join our live #demo to see how Smartria can transform your #compliance strategy! 🚀 https://t.co/cxn2hSHlzk
Don't miss this one. It's time to update Form U4.
Download our 2024 Compliance Calendar today and never miss a deadline:
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
It's time to test your disaster recovery plan. ⏰
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
Curious how #RIAs are using Smartria to simplify their workflows? Check out @DynastyFP, a key player in The Era of Independence™, leveraging Smartria for #compliance awareness across their team. Ready to streamline your own compliance? Book a demo today: https://t.co/mhveriaVj0
Ensure your organization remains compliant.
Download our 2024 Compliance Calendar today and never miss a deadline:
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
We've got your back! 💪
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
In August, 26 financial firms received $363 million in fines from the SEC for violating the New Marketing Rule. In our latest blog post, we’re sharing more about these recent penalties plus three things you can do to boost your compliance efforts today. https://t.co/kRttzbptcA
July’s #Crowdstrike outage was a wake-up call for those who rely on 3rd party systems—including RIAs & other financial professionals. Here's a reminder on how your firm can prioritize #cybersecurity to appease evolving regulations & protect client data. https://t.co/LUAybdaJ8O
Stay informed. Stay Trusted. 📧
Download our 2024 Compliance Calendar today and never miss a deadline:
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
Ready to fall back into your compliance groove? 📅 🍎
Our free 2024 #ComplianceCalendar ensures you navigate the regulatory waters this month. From email reviews to vendor due diligence, let's ensure your regulatory obligations are met without a hitch. https://t.co/uMfTH9sDZA
Did you miss the latest edition of our Always Audit Ready #newsletter? Well, we've got you covered...check it out here: https://t.co/EdsvKtdnGS
And if you want to keep your finger on the #compliance pulse, sign up here to get on the list: https://t.co/bULLzmNJef
Keep partnerships with vendors and service providers strong and compliant!
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
Ensure transparency and trust. 🤝
Download our 2024 Compliance Calendar today and never miss a deadline:
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
Stressed out by the new SEC marketing rule? You're not alone. With changes like this, come an immediate need to update and revise your firm’s current compliance policies & procedures. Learn how Smartria takes the weight of #compliance off your shoulders. https://t.co/3FhjGFQbGm
🔒 Secure your organization against cyber threats and ensure compliance.
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
https://t.co/uMfTH9sDZA
#ComplianceCalendar#Smartria#compliance
Join us next week for a #webinar on mastering the SEC Marketing Rule! @jpatrickhunt hosts @dianacabrices & Brian Thorp from @wealthtender, helping #RIAs maximize the marketing rule while staying compliant.
📅 Thursday, August 29 at 1 PM ET
Register now: https://t.co/9X68HueL8n