ICSGroup

ICSGroup is a Connecticut/New York-based company that provides compliance solutions to financial services firms. We are a trusted and valued partner to ...

[ICSGroup @teamICSG]

Congratulations Medina Jett on your recent election to the African Private Equity and Venture Capital Association (AVCA) Compliance and Best Practices Committee. AVCA is the pan-African industry body which promotes and enables private investment in Africa. https://t.co/VDnHPwEnKn

[ICSGroup @teamICSG]

Thank you and Farewell from Team ICSGroup - https://t.co/P5MBqrEgtq

[ICSGroup @teamICSG]

https://t.co/0TpDi6Xs6D

[ICSGroup @teamICSG]

“Pay-to-Play” Rule Refresher for Investment Advisers: With the US presidential election approaching, political activity is at its peak so it would behoove investment advisers to focus their attention on compliance with the SEC’s “pay-to-play” rule. https://t.co/DVC2RsGPip

[ICSGroup @teamICSG]

Four steps CCOs can take to ensure the efficacy of their firm's #compliance program: https://t.co/ywb1Ow2yXY

#RIAs #PrivateEquity #RegulatoryCompliance #SECCompliance

[ICSGroup @teamICSG]

2020 SEC Exam Priorities - https://t.co/C7yRe56wi1

[ICSGroup @teamICSG]

#SEC #RiskAlert #Safeguarding Customer Records and Information in Network Storage – Use of #ThirdParty Security Features https://t.co/be61JUTRVW

[ICSGroup @teamICSG]

Thank you Harvard Business School for including ICSGroup in your catalog of case studies! What an honor and experience! #humbled #entreprenuership #smallbusiness

[ICSGroup @teamICSG]

#FINRA Top Fine Categories in 2018 https://t.co/YfF5pOx78T via @ThinkAdvisor

[ICSGroup @teamICSG]

#FINRA #RegulatoryNotice 19-06 Effectiveness and Efficiency of #BCP and Emergency Preparedness #rule4370 https://t.co/1uhMEv9y6A

[ICSGroup @teamICSG]

Personal #SecuritiesTrade Reporting for #PrivateEquity Firms: A Round Peg in A Square Hole - https://t.co/aLVZ5MrBhI #naicpe #compliance #insidertrading

[ICSGroup @teamICSG]

#SEC Warns #RIA to Review #ElectronicCommunication Policies https://t.co/DhKVtOQy0V via @ThinkAdvisor #compliance

[ICSGroup @teamICSG]

@AVCA_Africa speaks with Medina Jett, Founder and President about the role of the #globalcompliance trends on the African #privateequity industry and how raising the #African PE #compliance standards can change investor perceptions in a post Abraaj world https://t.co/jJ3AhYaqtY

[ICSGroup @teamICSG]

#SEC #OCIE Risk-Based Examination Initiatives Focused on Registered #InvestmentCompanies https://t.co/JG69TiQjCW

[ICSGroup @teamICSG]

How to Avoid the Dreaded #8210 Letter From #FINRA https://t.co/kREUryI2IJ via @ThinkAdvisor

[ICSGroup @teamICSG]

US v. #Hoskins complicates #duediligence on intermediaries #FCPA https://t.co/drH5bJvQ9c

[ICSGroup @teamICSG]

#OCIE #RiskAlert #InvestmentAdviser #Compliance Issues Related to the #CashSolicitationRule https://t.co/gNZRq0BfHe

[ICSGroup @teamICSG]

#GaryShilling: #Recession Probably Shaping Up https://t.co/7mmguPnrgP via @ThinkAdvisor

[ICSGroup @teamICSG]

Big #California #PrivacyLaw to Hit Large #BrokerDealers and #InsuranceAgencies https://t.co/7NqbxjLVar via @ThinkAdvisor

[ICSGroup @teamICSG]

Does #cloudbaseddatastorage still work under #GDPR ? #FCPABlog #compliance #cybersecurity https://t.co/yDY1VFJI1P