Cipperman Compliance

Compliance is all we do.

[Cipperman Compliance @CippermanCS]

TODAY IS MATCHING DAY FOR BIG CLIMB PHILLY

Step up to take cancer down with me TODAY! Your donation will be matched dollar for dollar (up to $10,000 aggregate). Please support our fundraising efforts by making a donation ASAP to double your impact:…https://t.co/lY2TFmyQU6

[Cipperman Compliance @CippermanCS]

STEP UP TO TAKE CANCER DOWN: BIG CLIMB PHILLY FOR LLS MAY 6

https://t.co/Z56E7Ae4Ej

On May 6, I am leading a team in the Big Climb Philly, where we climb the steps of Lincoln Financial Field to raise money to fund the therapies…https://t.co/zPvXuxKM17 https://t.co/8reKNmPp0h

[Cipperman Compliance @CippermanCS]

STEP UP TO TAKE CANCER DOWN: BIG CLIMB PHILLY FOR LLS MAY 6

https://t.co/Z56E7Ae4Ej

On May 6, I am leading a team in the Big Climb Philly, where we climb the steps of Lincoln Financial Field to raise money to fund the therapies and treatments to treat l…https://t.co/8h66mKch76

[Cipperman Compliance @CippermanCS]

CHALLENGE: Fear of ChatGPT and AI
MY TAKE: Rather than ban ChatGPT, we should start using it more.

https://t.co/qTUg8Dj5Qp https://t.co/7MtVkh5mnT

[Cipperman Compliance @CippermanCS]

CHALLENGE: Lawyers reporting suspicious transactions.
Congress should not require lawyers to file Suspicious Activity Reports.
https://t.co/JF3kbZbt5l https://t.co/2YYYBppZkj

[Cipperman Compliance @CippermanCS]

CHALLENGE: Crypto regulation.
The crypto industry needs an Investment Company Act.

https://t.co/vqSI38dfYW https://t.co/geYB57SEY9

[Cipperman Compliance @CippermanCS]

CHALLENGE: Crypto regulation.

The crypto industry needs an Investment Company Act. https://t.co/vqSI38dfYW

[Cipperman Compliance @CippermanCS]

CHALLENGE: Who’s afraid of the big bad banks?

Should financial advisers fear the investment banks pivoting to wealth management? https://t.co/88LTJAvp8M

[Cipperman Compliance @CippermanCS]

https://t.co/RMb4RCoRTP https://t.co/phKrFwMS70

[Cipperman Compliance @CippermanCS]

CHALLENGE: Docking employees for regulatory violations

Should firms hold their employees accountable for compliance violations by withholding compensation to satisfy regulatory fines?

https://t.co/RMb4RCok4h

[Cipperman Compliance @CippermanCS]

CHALLENGE: Docking employees for regulatory violations

Should firms hold their employees accountable for compliance violations by withholding compensation to satisfy regulatory fines?

https://t.co/NRmuvcS1wQ

[Cipperman Compliance @CippermanCS]

To Compete, or Non-Compete?

Should financial and investment firms continue to use covenants not to compete?

#hiring #employee #tradesecrets https://t.co/08y0VQh6A0

[Cipperman Compliance @CippermanCS]

After 2022's poor investment returns, should an investment firm consider changing its investment model? https://t.co/A2OAKBX6jw

[Cipperman Compliance @CippermanCS]

I am pleased to announce the formation of Cipperman Analytics, a management consulting firm for growth-minded investment managers and fund managers. We will advise on strategic objectives, distribution strategies, financing options, board and corporate g…https://t.co/x1UY9LiAqa

[Cipperman Compliance @CippermanCS]

I’m happy to share that I’m starting a new position as Managing Principal at Cipperman Analytics! https://t.co/RlT5EcFFUk

[Cipperman Compliance @CippermanCS]

Thank you to our clients and partners for all their endless support! We are proud to share that we will be joining forces with @ForesideTweets.

Click below to read the full press release:

https://t.co/ZxdGsX78PW

#GRC #Compliance

[Cipperman Compliance @CippermanCS]

Compli-pros should share this 26-page tome with their bosses to press their cases about why they need more resources.  

Cipperman Compliance Services, LLC
#investmentadvisers #outsourcing #complianceofficer https://t.co/WmFgqZand2

[Cipperman Compliance @CippermanCS]

Utilizing online tools and committing to no less than 6 on-site visits are just two of the #bestpractices we follow to implement an effective #remote #compliance program. See our full list of tips below: https://t.co/sDiRCL3JCh

[Cipperman Compliance @CippermanCS]

@Cipperman's ETF tip: Make sure your #funds match your #investment objective and limitations. See why this is important in our recent blog: https://t.co/WGKHvDVM5f

[Cipperman Compliance @CippermanCS]

In honor of #WomensHistoryMonth we would like to thank all of the women who are part of the CCS team for their hard work and dedication! https://t.co/Bh7cnWbYpd