Pension Resource

#ERISA compliance experts.
We prepare advisors, broker-dealers & RIAs to succeed in a brave new world of #retirement plan regulation.

[Jason C. Roberts @JasonRobertsESQ]

Concise update on state & fate of #ERISA #litigation in case pending before @SCOTUS via @investmentnews at: https://t.co/fCO9aCKWZ6 #401k #403b

[Jason C. Roberts @JasonRobertsESQ]

Long awaited #DOL delay of PTE 20-02 just published.. New enforcement deadline = 2/1/22; "documentation and disclosure requirements" for #rollovers delayed until 7/1/22. FAB avail. at https://t.co/ynY9Po3e4a #ERISA #FiduciaryRule #compliance

[Jason C. Roberts @JasonRobertsESQ]

DOL's Khawar signals possible extension of #PTE 20-02 deadline, but financial institutions should keep working on #compliance. @PensionResource Member RT tomorrow at 3 ET re expanded P&Ps and updated forms. https://t.co/SFqW0KUDHn

#ERISA #IRA #rollover

[Jason C. Roberts @JasonRobertsESQ]

Will #ESG funds become #QDIAs for some #401k plans? DOL sets the stage w/ new proposed regulation that is hairpin turn from prior rule. More from https://t.co/TxNKcXxrIL at: #erisa #fiduciary https://t.co/tfUF4g1MDA

[Jason C. Roberts @JasonRobertsESQ]

More on new #DOL regulations for groups of plans via @investmentnews at https://t.co/LqEJKbjydE #ERISA #Fiduciary #401k #compliance

[Jason C. Roberts @JasonRobertsESQ]

Where do GoPs (groups of plans) stand after DOL released proposed regulations? For now, it's not very promising. Comment period could change that, however. Pete Swisher explains at: https://t.co/40CD4dAMtO #ERISA #Compliance #401k #fiduciary

[Jason C. Roberts @JasonRobertsESQ]

Still preparing for DOL PTE 2020-02 for #ERISA & IRA #rollover compliance? Join @PensionResource & @fi360 @Broadridge for an in-depth discussion of the requirements & best practices at 1 p.m. ET on Wed. 8/18. Register @ https://t.co/oMD5F8AeFj

[Jason C. Roberts @JasonRobertsESQ]

More on nomination to head #DOL's EBSA and what that means for #fiduciaryrule, #ESG, new and changing #PTEs, etc. via @NewsFromIN https://t.co/VeccOEMeV9 #ERISA #compliance

[Jason C. Roberts @JasonRobertsESQ]

Latest #DOL comments on PTE 20-02 & #IRA #rollover advice.. spoiler -- #fiduciary acts may be enforced more broadly than anticipated -- More from @NAPA401K https://t.co/8Et4wJCsnF #ERISA #401k #Compliance @PensionResource @RetirementLaw

[Jason C. Roberts @JasonRobertsESQ]

We are delighted to announce our partnership with @Broadridge @Fi360 to deliver a competitive and compliant #IRA #rollover solution to our respective clients! Learn more at https://t.co/jTEAjFoZwt #ERISA #401k #Compliance #CompeteComply

[Jason C. Roberts @JasonRobertsESQ]

#401k plan advisors can stop 'looking over their shoulders' when recommending #IRA #rollovers. New DOL PTE provides clear path to #ERISA #compliance. More from @401kspecmag at https://t.co/ukxmMBYI0W

[Jason C. Roberts @JasonRobertsESQ]

SEC announces $97 million enforcement for failing to act in #retirement plan participants' #bestinterest. What about #DOL rules? Are your policies and practices up to par? @PensionResource & @RetirementLaw can help! https://t.co/OEQUnybWK3 #CompeteComply #ERISA #Fiduciary

[Jason C. Roberts @JasonRobertsESQ]

#DOL announces plan to "amend the regulatory definition of the term #fiduciary ... to more appropriately define when persons who render investment advice for a fee to employee benefit plans and IRAs are fiduciaries ..." under #ERIS…https://t.co/UuWdXXTGcl https://t.co/5WhW4SgdTl

[Jason C. Roberts @JasonRobertsESQ]

Enforcement & recoveries from #DOL investigations climbs exponentially.. takeaway for financial institutions = "maintain a focus on ERISA compliance, not just when there’s a new rule that comes out." Read more from @NewsFromIN at:…https://t.co/eny7j2DGL5 https://t.co/pcQDvMSs0W

[Jason C. Roberts @JasonRobertsESQ]

This #DOL "National Enforcement Project" known as "Plan Investment Conflicts" (PIC) is heating up (#forewarnedforearmed). According to USDOL Field Investigator, PIC, which began in 2016, "investigates issues related to #fiduciary s…https://t.co/Wg1XtVOO4x https://t.co/AE6csZhr1B

[Jason C. Roberts @JasonRobertsESQ]

Critical catch-22 for #advisers and financial institutions borne out of last week's DOL guidance for #retirement investors @NewsFromIN #401k #IRA #Rollover #ERISA #Fiduciary https://t.co/uJgZg7Nzoe

[Jason C. Roberts @JasonRobertsESQ]

How should #retirement plan #advisors be preparing to work with Pooled Employer Plans? Join Micah DiSalvo, Shawn West, AIF®, CPFA®, @tntknox and I at 2 ET on 4/28 to learn more. Register at: @PensionResource @RetirementLaw #ERISA #401k https://t.co/WR9nvlHFPw

[Jason C. Roberts @JasonRobertsESQ]

DOL publishes long-awaited "additional guidance" on #investment advice exemption. 21 FAQs on #ERISA, #fiduciary duties, #rollovers & #compliance at: @PensionResource Member Roundtable at 3 ET on 4/20.. #CompeteComply https://t.co/cSnXCAaWGw

[Matthew Wolniewicz @mwalno]

#BreakingNews Jennifer Doss @CAPTRUSTfa @davidmblanchett @MorningstarInc @JasonRobertsESQ @RetirementLaw @MatthewEickman @QPAdvisors Glenn Dial @AmericanCentury @income_america #401k #fiduciary #fintech #retirementincome

[Jason C. Roberts @JasonRobertsESQ]

Impact of #DOL #advice exemption on #RIAs this year and beyond via @RIABiz #ERISA #IRA #Rollover https://t.co/mtblsGbFwZ