Cordium

Now part of ACA Compliance Group, Cordium is a leading provider of governance, risk and compliance services to the asset management and securities industry.

[Cordium @cordiumgroup]

We are happy to announce that Cordium is now part of @ACACompliance - a merger that provides clients with the highest caliber of regulatory consultancy services and technology.

[Cordium @cordiumgroup]

Protect your online identity and secure your credit card information on Cyber Monday with these Cyber Safety tips. https://t.co/e1M2yyKwbP
#cybermonday #onlineidentity #protect #tips

[Cordium @cordiumgroup]

Companies are relying increasingly on cloud service providers for conducting business, including storing data, hosting email, and more. In our latest blog post, we share our thoughts and guidance on the security of #cloudtech. https://t.co/wELvhNnHrT #cybersecurity

[Cordium @cordiumgroup]

FinCEN’s recently updated advisory indicated a sharp rise in business email compromise fraud across financial services and other industries. Learn more here: https://t.co/Ns5ylcphNI #cyber #fraud

[ACA Group @ACACompliance]

Senior Principal Consultant, Molly Yakubian, shares her insights about what to expect during an initial call with an SEC examiner, and how to prepare in a two-part series by the Hedge Fund Law Report. (Subscription required): https://t.co/t5Tag0YL7t

[Cordium @cordiumgroup]

FCA round-up reveals firms are failing to comply with the Financial Promotion rules; the regulator will take action against those misusing their authorised status. We can help you identify breaches and meet the requirements. Book now: https://t.co/GzdN0Beywd #compliancetraining

[ACA Group @ACACompliance]

MiFID II payments for research: Have the rules changed the behaviour of the buy-side? Learn more: https://t.co/PJ4Fr26sXd #MiFIDII #MiFID #BuySide #ResearchUnbundling

[Cordium @cordiumgroup]

Pleased to be a part of today’s @HedgeCompliance European Legal Summit 2018, where our Partner and CEO for Mirabella, Joe Vittoria, leads a roundtable discussing options for UK AIFMs with EU AIFs wanting access to AIFMD Marketing passports post Brexit: https://t.co/cd6hpoLe15

[ACA Group @ACACompliance]

#Regulatory focus on electronic communications has escalated in the past year. We’ve highlighted key aspects of an electronic communications program that regulators look for. #SEC #FCA #FINRA #Compliance Read more here: https://t.co/xdeOmMGmsK

[Cordium @cordiumgroup]

We’re looking forward to joining Hedge Fund COOs at today’s @HFMWeek European Operational Leaders Summit 2018. Joe Vittoria, our Partner and CEO for Mirabella, will lead a roundtable evaluating new MiFID solutions and products for UK firms post Brexit: https://t.co/Jl6xJ2CiqB

[Cordium @cordiumgroup]

Businesses established outside of the EU may be entitled to recover VAT incurred during business trips to the UK. This can reduce the costs of UK expenses by as much as 16%. Deadline for submission to HMRC is December 31. Learn more: https://t.co/6NiDd1LoHr #VAT #VATReclaim

[Cordium @cordiumgroup]

30 October marks the end of the grace period for many fund managers to submit annual Reporting Fund tax computations and investor summaries to HMRC. Are you prepared? https://t.co/6tzELXisIo #fundmanager #reportingfund #funds #tax #HMRC

[Cordium @cordiumgroup]

The FCA continues to increase its scrutiny of research payments and inducements. Are your senior managers prepared for challenging questions that may be posed by the regulator? Read our tips to help you assess your arrangements: https://t.co/DZhU7Tptm9 #MiFIDII

[Cordium @cordiumgroup]

ACA Technology is pleased to announce the incorporation of Compliance ELF, a code of ethics, personal trading, and employee compliance management solution, into ComplianceAlpha. Read more: https://t.co/3NbWzrHlO2

[Cordium @cordiumgroup]

Join us on Wednesday, September 26 at 11 a.m. ET as Ki Hong, Partner at Skadden, and Elaine Vincent, Consultant at ACA Compliance Group, discuss pay-to-play regulations and best practices to consider for your compliance program. Register here: https://t.co/PSgwC3Gjrz

[Cordium @cordiumgroup]

FCA investigations are at a record high, with cases now looking into both individuals and firms. Our wide range of specialist training helps you better understand regulatory requirements, meet obligations and avoid sanctions. Book now: https://t.co/1lHgbgepxf #compliancetraining

[Cordium @cordiumgroup]

The deadline for the Senior Managers & Certification Regime is confirmed as 9 December 2019. Read a Q&A with Paul Henshaw, Senior Compliance Consultant, for guidance and clarity on the upcoming regulation which is set to impact 47,000 financial firms https://t.co/wAnsYtxNLc #SMCR

[Cordium @cordiumgroup]

Recent deficiency letters indicate the #SEC has been cracking down on #hedgefund use of #MNPI. @MollyLorraine16, AVP of
Compliance, outlines how to implement an active and robust MNPI program at your firm. https://t.co/aqVaW3t5lB

[Cordium @cordiumgroup]

Cryptocurrencies are catching the attention of investors and regulators alike. Read our FAQ about how regulators are handling #cryptocurrencies and #ICOs in the U.S. https://t.co/X3DdARbKNV #Compliance

[Cordium @cordiumgroup]

The FCA recently held a #MiFIR Transaction Reporting Forum to discuss important issues the regulator would like firms to address when completing their transaction. Read a summary of the topics raised, along with our recommendations on how to address them: https://t.co/FWarFLOav4