Top Tweets for #RegulationBI
Posted: Remarks by Commissioner Lee on Leveraging Regulatory Cooperation to Protect America’s Investors, https://t.co/zPnqdSZzoE by @SEC_News #corpgov #RegulationBI #InvestorProtection
Silicon Valley #RegTech @LaMeerInc has a complete solution for #RegulationBI requirements.
GRACE for #Reg BI covers all aspects of #clientmanagement, #compliance & has a #clientportal.
Web-, tablet- and mobile-enabled -manage #RegBI - Day 2 and beyond.
https://t.co/fHkF40u3iv
Silicon Valley #RegTech @LaMeerInc has a complete solution for #RegulationBI requirements.
GRACE for #Reg BI covers all aspects of #clientmanagement, #compliance & has a #clientportal.
Web-, tablet- and mobile-enabled -manage #RegBI - Day 2 and beyond.
https://t.co/fHkF40u3iv
Financial Research firm @Celent_Research recently published their "#RegBI Day 2" report that includes @LaMeerInc's GRACE solution, which covers all #RegulationBI needs: #CRM, #ProductGovernance, #client #risk profile, #recommendations, #compliance #oversight and #supervision.
Silicon Valley #RegTech @LaMeerInc has a complete solution for #RegulationBI requirements.
GRACE for #Reg BI covers all aspects of #clientmanagement, #compliance & has a #clientportal.
Web-, tablet- and mobile-enabled -manage #RegBI - Day 2 and beyond.
https://t.co/fHkF40u3iv
Financial Research firm @Celent_Research recently published their "#RegBI Day 2" report that includes
@LaMeerInc's GRACE solution, which covers all #RegulationBI needs: #CRM, #ProductGovernance, #client #risk profile, #recommendations, #compliance #oversight and #supervision.
Don't miss our #webinar on #RegulationBI - An Integrated Approach to #RegBI to address the requirements for the long term.
October 15th 11am PST / 2pm EST
https://t.co/WBz43X9CkX
We will be discussing #RegBI during our webinar on Oct 15 at 11am PST, 2pm EST.
How to address #RegulationBI requirements for the long term with an integrated approach.
#WealthTech #RegTech #SEC #BrokerDealer #RIA #WealthManagement
Sign up free at:
https://t.co/WBz43XrdJx
This week our #RegBI blog focuses on the requirements for training staff & associated persons for #RegBI.
At Silicon Valley #RegTech firm @LaMeerInc we have created a full solution for all #RegulationBI requirements.
Manage #RegBI - Day 2 and beyond.
https://t.co/0NRTuRaFJl
Silicon Valley #RegTech @LaMeerInc has a complete solution for #RegulationBI requirements.
GRACE for #Reg BI covers all aspects of #clientmanagement, #compliance & has a #clientportal.
Web-, tablet- and mobile-enabled -manage #RegBI - Day 2 and beyond.
https://t.co/fHkF40crTV
How can you manage supervision and oversight of staff and associated persons for #RegulationBI?
We have a full solution to help your with your #RegBI obligations with GRACE for #RegBI
#RegTech #RIA #brokerdealer
https://t.co/AjyxYAWEa9
This week our blog focuses on managing supervision and oversight of associated persons for #RegulationBI.
We have a full solution to help your with your #RegBI obligations with GRACE for #RegBI
#RegTech #RIA #brokerdealer
https://t.co/AjyxYAF2Lz
We are delighted that our GRACE solution for #RegulationBI is in the news @PLANADVISER!
GRACE helps #RIA and #brokerdealer firms to meet the requirements of Regulation Best Interest (#RegulationBI) while working in a #remote-first setting.
https://t.co/a5T6zTZrco
In our latest #RegBI blog we discuss how to manage your clients and recommendations under #RegulationBI
We have a full solution to help your with your #RegBI obligations with GRACE for #RegBI
#RegTech #RIA #brokerdealer
https://t.co/oiGorbeeSu
In our latest #RegBI blog we discuss the importance of having policies and procedures updated, & associates trained and attest to their responsibilities for #RegulationBI
We have a full solution to help your with your #RegBI obligations
#RegTech #RIA
https://t.co/LlZNNGIjUd
On-Demand Webinar: Even as the COVID-19 crisis continues, financial service firms must still adhere to the June #SEC #RegulationBestInterest compliance deadline. Are you ready? https://t.co/aq50qGFgHU #RegBI #RegulationBI
Webinar Today: Are your procedures in place for #RegulationBestInterest? Get ready for #RegBI! Join us and AI Insight on our webinar today at 4 p.m. ET. https://t.co/QY2c9XUJ3W #SEC #RegulationBI #compliance
Suitability and Surveillance for Wealth Managers: What Does the Future Hold? @NICE_Actimize's Lee Garf explains in this thought provoking piece in the August issue of the PIFMA Journal. https://t.co/gqR7eNaLTH @PIMFA_UK #RegulationBI #RegulationBestInterest #RegTech
Suitability and Surveillance for Wealth Managers: What Does the Future Hold? @NICE_Actimize's Lee Garf explains in this thought provoking blog republished from the August issue of the PIFMA Journal. https://t.co/fKJOBC1bR5 @PIMFA_UK #RegulationBI #RegulationBestInterest #RegTech
Suitability and Surveillance for Wealth Managers: What Does the Future Hold? @NICE_Actimize's Lee Garf explains in this thought provoking piece in the August issue of the PIFMA Journal. https://t.co/gqR7eNaLTH @PIMFA_UK #RegulationBI #RegulationBestInterest #RegTech
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