Top Tweets for #clientfocusedreforms
It's your last chance to save your seat for our #FreeWebinar, 'Comprehensive Financial Planning: How Client Relationships are Changing', on October 25, 2023, at 12 PM ET.
#FLM2023 #CFR #ClientFocusedReforms #FinancialServices #FinancialPlanning
#CFRs – How Well Do You Know Your Product? | Feb 24 | 2-3 pm ET. With @dcarrpries @InvestorCOMInc; Jeff Harvie @4eyesfinancial; Nancy Mehrad, Registrant Law; & @wilkers1234 @Broadridge. Thank you to our sponsors @4eyesfinancial @Broadridge @InvestorCOMInc https://t.co/Mdz0YCJ1fD
Our #ClientFocusedReforms training is here! A modern and comprehensive advisor #compliance course that satisfies the new training requirements for licensed individuals. And a turn-key solution for firms looking to roll out corporate training.
https://t.co/zu6hWNaDd7
#Learnedly
With the requirements around #ConflictsOfInterest coming into effect next week, we're focusing this #TrainingThursdays Client Focused Reforms video on how to report material conflicts to your dealer.
https://t.co/zZ99OjoLtj
#LearnWithLearnedly #ClientFocusedReforms #CFR #COI
Below is the link to the MFDA's Publication for Comment - CFR Conforming Changes to MSN-0069 (Suitability). There is a 60-day comment period ending August 20.
https://t.co/BLKTrIuhwT
#MFDA #ClientFocusedReforms #CFR
(1/2) Check out our latest submission regarding Client Focused Reforms
https://t.co/GrAkc3161A
#CSA #clientfocusedreforms #securities #investing
FAIR Canada seeks clarity on Client Focused Reforms:
How will firms be able to address conflicts of interest in four common scenarios?
#CSA #Canadiansecurities #Clientfocusedreforms #FAIRCanada
https://t.co/HK2BBW4SN1
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