Focus 1 Associates LLC

SEC Compliance - Annual Compliance Review, Mock SEC Exam

[Focus 1 Associates LLC @Focus1Assoc]

Focus 1 Associates thanks all our clients and partners for trusting our team with your firm’s compliance needs over the years. We are excited to announce that we will be joining the team at @ACACompliance! Read our press release: https://t.co/6NjeG9DCqZ

#ReimagineGRC #Compliance

[Focus 1 Associates LLC @Focus1Assoc]

Reminder to Register for Workshop: Key Elements to Implementing the SEC Marketing Rule - https://t.co/ItU2qTOBJ4

[Focus 1 Associates LLC @Focus1Assoc]

Workshop: Key Elements to Implementing the SEC Marketing Rule - https://t.co/QeMR9jx7di

[Focus 1 Associates LLC @Focus1Assoc]

WEBINAR: SEC Proposed Cyber Rule – What Advisers and Funds Need to Know - https://t.co/V9v2v03wkH

[Focus 1 Associates LLC @Focus1Assoc]

Focus Perspective: SEC Proposes Amendments to Enhance Private Fund Reporting - https://t.co/Ii01B0tzGX

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: Cyber Roundup - A Year in Review - https://t.co/JBASklm0Ba

[Focus 1 Associates LLC @Focus1Assoc]

Focus Perspective: Great News! DOL Delays Enforcement of Rollover Exemption - https://t.co/sfkaIgLBPb

[Focus 1 Associates LLC @Focus1Assoc]

Focus Perspective: Think ERISA Doesn’t Impact Your Advice to 401(k) and IRA Owners – You Need to Read This! - https://t.co/x1F0piQO5E

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: New Fiduciary Advice Exemption: PTE 2020-02 - https://t.co/8uYdaMxfnd

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: Cyber Roundup - May 2021 - https://t.co/4EUh4GRcdI

[Focus 1 Associates LLC @Focus1Assoc]

Krista Clear: CCO Speaks 2021: Experts Answer Your Questions About the SEC Exam - https://t.co/fviTV6GuSx

[Focus 1 Associates LLC @Focus1Assoc]

Reminder - CCO Speaks: Insights from Recent SEC Examinations - https://t.co/CmhTbi4Cgk

[Focus 1 Associates LLC @Focus1Assoc]

Krista Clear: Form ADV - Ready, Set, File! - https://t.co/BY1Qdpd3Df

[Focus 1 Associates LLC @Focus1Assoc]

CCO Speaks: Insights from Recent SEC Examinations - https://t.co/tY7wvTm6ve

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: Cyber Roundup - January 2021 - https://t.co/kq5oKkHP0L

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: Cyber Roundup - The SolarWinds Digital Breach and Why It Matters - https://t.co/veNAkK2Zi0

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: SEC Adopts Modernized Marketing Rule - https://t.co/WJvSuevEtk

[Focus 1 Associates LLC @Focus1Assoc]

A Moment of Focus: Cyber Roundup - November / December 2020 - https://t.co/q3uKWpBlpD

[Focus 1 Associates LLC @Focus1Assoc]

Krista Clear: Gifts and Entertainment - https://t.co/hTXa9PN5Je

[Focus 1 Associates LLC @Focus1Assoc]

OCIE’s November 9th Risk Alert – “Supervision, Compliance and Multiple Branch Offices” - https://t.co/wXth6NWVtc