NASAA

The latest news from the North American Securities Administrators Association, the voice of state and provincial securities regulators.

[NASAA @NASAA]

State securities regulators are on the ground every day—protecting investors, stopping scams, and taking action when fraud strikes. 🎥Watch how state securities regulators protect Main Street investors:
https://t.co/nlaE9mMMY5 1/2

[NASAA @NASAA]

Planning on retiring? Talk with trusted family members to help your decision making and avoid costly mistakes or scams. Explore our conversation starters: https://t.co/k81S5AyOnk

[NASAA @NASAA]

@CorpCommAZ @abc15 What a great opportunity!

[NASAA @NASAA]

🚨 Moving money for others may seem harmless, but it could make you a target of a money mule scam.

Learn the red flags and how to protect yourself: https://t.co/iwJPqnBd8Z

[NASAA @NASAA]

Financial Planning Month tip: Don't judge a financial professional by their title alone.
Check registration. Ask questions. Review disclosures.
More info: https://t.co/PgDo29VFpF
#FinancialPlanningMonth #InvestorProtection

[NASAA @NASAA]

TODAY: NASAA announces settlement with Wells Fargo and Merrill Lynch over excessive commissions on small-dollar trades.

To learn more: https://t.co/SCeNDDK3Zv

[NASAA @NASAA]

The NASAA Investor Protection and Education Foundation is seeking its first Executive Director! Shape the future of investor protection. Apply now: https://t.co/Wyy1AlCFQM
#Leadership #InvestorEducation

[NASAA @NASAA]

NASAA's 2026 Investment Adviser Section Annual Report highlights resources developed for regulators and investment advisers, along with data on adviser registration across jurisdictions.
Read the report: https://t.co/vbhgWCwIdH
#InvestorProtection #FinancialRegulation

[TN Department of Commerce & Insurance @TNCommerceInsur]

#TeamTDCI proudly announces that TDCI Assistant Commissioner for the Securities Division Elizabeth Bowling has been elected president of @NASAA! Details: https://t.co/JSX5oip9lS

[NASAA @NASAA]

Don't let a title do all the talking. Financial professionals may use titles that sound authoritative, but investors should look beyond the label. Learn what to consider in our investor alert: https://t.co/PgDo29V7A7
#investoreducation #NASAA

[NASAA @NASAA]

Not every finfluencer is a financial expert. Learn how to spot red flags, recognize paid promotions, and make informed investment decisions. Our latest investor alert explains more: https://t.co/pn8btZVGT0
#investoreducation #NASAA #finfluencer

[NASAA @NASAA]

Congratulations to Elizabeth Bowling, Tennessee’s Assistant Commissioner for Securities, on becoming NASAA President for 2026-2027. President Bowling also announced NASAA’s new Board of Directors. Learn more: https://t.co/Gl1rYEPZtC

[NASAA @NASAA]

Investment scams have cost investors billions, and fraudsters keep evolving. This #WorldInvestorWeek, learn how to recognize scams, verify claims, and protect your money:
https://t.co/cHQSdgD1BD #WIW2026 #FraudPrevention #NASAA

[NASAA @NASAA]

Tokenization is reshaping capital markets. At #NASAA2026, our panel, “Tokenized Securities: Reshaping Markets and Regulation?”, will discuss the opportunities and challenges it presents for regulators and investors. Oct. 4-6 in Chicago. https://t.co/Dl63h3pNNm

[NASAA @NASAA]

Don't miss NASAA's Prediction Markets panel. Experts will explore regulatory developments, emerging risks, and investor protection considerations in this rapidly evolving space. Oct. 4-6, 2026. Register: https://t.co/Dl63h3pNNm #NASAA2026

[NASAA @NASAA]

The NASAA Investor Protection and Education Foundation is seeking its first Executive Director! Shape the future of investor protection. Apply now: https://t.co/Wyy1AlCFQM

#Leadership #InvestorEducation

[NASAA @NASAA]

New episode: Real Life Regulators — The Nest Egg Nabber.
NASAA talks with the Washington State Securities Division about a financial adviser who exploited an elderly widow and stole from her nest egg.
Listen now: https://t.co/9yfe9m2UrV

[NASAA @NASAA]

Be a part of NASAA’s inaugural Regulatory Systems and Services Symposium, Nov. 17–18 in Dallas. Read the release and register: https://t.co/PqaR2y8p0c

[NASAA @NASAA]

The biggest conversations in securities regulation are happening next week.
Join regulators and industry leaders as they discuss emerging technologies, tokenization, prediction markets, and more.
📅 Oct. 4-6 📍 Chicago + Virtual
https://t.co/Dl63h3qlCU
#NASAA2026

[NASAA @NASAA]

From prevention and detection to reporting and intervention, experts discuss strategies for protecting older investors in NASAA's recorded webinar, Spotlight on Seniors: Navigating the Challenges of Combatting Elder Financial Exploitation.
Watch now: 🎥 https://t.co/VRhzzkzgCE

[NASAA @NASAA]

How can regulators keep pace with innovation while protecting investors? Our #NASAA2026 panel, "Tokenized Securities: Reshaping Markets and Regulation?" explores the future of tokenization and oversight. 🔗 https://t.co/Dl63h3qlCU