Enter for your chance to win a free full conference pass to SIFMA OPS in Boca Raton, FL, May 6-9! Complete your entry before April 15 at: https://t.co/dRLVO5yaZU #sifmaOPS#competition#entertowin
The FCA is saying: ‘Accurate data on trades are essential for regulators to monitor for market abuses and combat financial crime.’ How can you be compliant with regulations if your data isn’t trustworthy?
https://t.co/YGNEE7nJ32
Another fine this week, ‘the FCA said that Goldman is the 14th financial firm to be fined for transaction reporting failures under the European Union securities law known as MiFID.’ https://t.co/TLLCEzo6nj?
'The new CCO role only highlights the opportunity firms have to fundamentally change their organisation’s approach to the controls lifecycle.' Read the latest article on @Finextra from our CEO @ianmanocha: https://t.co/VTv1ZtA4Ci