Kathleen Hawk

business/life/mind strategy

[Finops Report @finopsreport]

Untangling five years of investor "miscommunication"...

BofAML's Fake Trade Reports: Governance Breakdown?
https://t.co/J6PRA8ui4x #Fraud #transparency #Compliance

[Finops Report @finopsreport]

How do you stop the "wash cycle" in crypto money laundering? Read about it here.

Crypto Laundering: #AML Regs Tighten
https://t.co/x7n0GBwnVC #bitcoin #cryptocurrency #KYC

[Kathleen Hawk @kathawk]

Derivatives Service Bureau users -- are you planning for next year's fees and service changes? Don't miss the first meeting of the DSB Technology Advisory Committee.

https://t.co/07efXuJsJ4

[Finops Report @finopsreport]

Do the custodial rules of the Investment Advisers Act of 1940 apply to crypto-funds? If so, what are the options?

Custody: Unchartered Waters for Digital Assets
https://t.co/WzvcdqeIA6 #cryptocurrency #bitcoin #custodian

[Kathleen Hawk @kathawk]

Industry representatives are announced for the new Technology Advisory Committee Membership of the Derivatives Service Bureau.

https://t.co/jXcRpIDIm5

#MiFIDII #RegTech #FinTech

[Kathleen Hawk @kathawk]

If you will use ISINs for OTC derivatives in 2019, your firm may have something to say about the changes to fees and services proposed in this webinar from the Derivatives Service Bureau. .

The feedback deadline is June 13.

View it here - https://t.co/46h0O6ljdE

[Kathleen Hawk @kathawk]

A bit of a rocky start leads to a massively productive tweak in the software. Congratulations to the Derivatives Service Bureau!

DSB Technology - Higher Performance, More Resiliency https://t.co/aFiEhJQMZN

[Finops Report @finopsreport]

Cryptocurrency: Next Frontier for Cost-Basis Reporting
https://t.co/Pj6PT8oCzf #bitcoins #tax #Crypto

[Finops Report @finopsreport]

Cybersecurity and GDPR: the Budget Battles
https://t.co/GAahZ3MZtq #Compliance #privacy #Hacking ##fraud

[Finops Report @finopsreport]

SEC 12b-1 Fee Amnesty: Costly Ops Work
https://t.co/jAL1GWeLZW #fiduciary #RIA #funds

[Finops Report @finopsreport]

Unclaimed Checks: Delaware on the Hunt Again?
https://t.co/QULWz6LNRg #SupremeCourt #escheat

[Kathleen Hawk @kathawk]

Solving the FIRDS Data Quality Issues the Easy Way https://t.co/pRXY0cCbjD

[Finops Report @finopsreport]

FINRA Rule 4210: Managers Beware of Margin Calls
https://t.co/AmYFk3dSjD #collateral #TBA #Funds

[Dalai Lama @DalaiLama]

In today’s materialistic world there is a risk of people becoming slaves to money, as though they were simply cogs in a huge money-making machine. This does nothing for human dignity, freedom, and genuine well-being. Wealth should serve humanity, and not the other way around.

[Finops Report @finopsreport]

FINRA New Ops Certification: Two Exams Better?
https://t.co/MQnF9ohbYZ

[Finops Report @finopsreport]

You've Been Hacked! What Do You Say?'
https://t.co/EJwhJDlmKm #CyberSecurity #Investors #Compliance

[Finops Report @finopsreport]

KYC: Beneficial Owner Rules Looming
https://t.co/p2PWLU3p11 #AML #Sanctions #fraud

[Finops Report @finopsreport]

US T+1 Settlement: Not So Fast
https://t.co/WMcTLdKNbi #tplus2 #DTCC #trading

[Kathleen Hawk @kathawk]

@FattyGoodlander Ganesha -- perfect energy of happiness, health and everything you need to take you around again. You look wonderful, kiddo.

[Finops Report @finopsreport]

SEC to Fund Administrators:
No Proof, No NAV
https://t.co/sO5MKi9TJl