Top Tweets for #OhioSecuritiesConference
๐ Another successful #OhioSecuritiesConference wrapped up! Thanks to those who attended, our great lineup of presenters, and all those who made the event possible. Special shoutout to @utoledolaw Professor Eric Chaffee who again helped us plan and served as a panel moderator.
Looking forward to speaking at the Ohio Securities Conference today with @seangrant1 about the importance of putting capital into historically ignored entrepreneurs in the Midwest.
@OhioCommerce @OHSecuritiesDiv @SECGov #OhioSecuritiesConference
Session 2 at today's #OhioSecuritiesConference is Balancing DIY Investing with Investor Protection. Panelists: Diane Young-Spitzer, Massachusetts Securities Division, Micah Hauptman, Consumer Federation of America, and moderated by @NASAA's executive director Joseph Brady.
Registration is open for the 49th annual #OhioSecuritiesConference on Thursday, Oct. 13, at the Blackwell Inn and Pfahl Conference Center at The Ohio State University and virtually. Registration is required. Details available on our conference website: https://t.co/HkwcI3GmZ7
Another informative #OhioSecuritiesConference session with former Congressman @stevestivers now @OhioChamber CEO re: the need to resolve regulatory battles on crypto between SEC & CFTC. Proposal to bring them together with private industry to clarify laws around digital assets.
Excellent day at #OhioSecuritiesConference with informative topics and expert presenters from state and federal regulators and others.
โTo me, a security has to be tangible, something you hold in your hands,โ Thomas Geyer w/ @baileycavllc, saying how federal regulation of securities in crypto currency is still developing and confusing. #OhioSecuritiesConference
This afternoon weโre hearing from in-house counsel and chief compliance officers. #OhioSecuritiesConference
Gotta love conference live polls. Hereโs a fun one showing how frequently the #OhioSecuritiesConference attendees got a knock on the door from state and federal regulators. As you can see, the majority of firms are getting an on-site audit/exam every couple years.
Our three breakout sessions provide attendees the opportunity to hear from and ask questions of our senior staff on Enforcement, Licensing, and Corporate Finance related issues. #ohiosecuritiesconference
You canโt make this up ... a recent scam included a man in his 30s telling women in their 60s and 70s that an investment in his firm could lead to โsome sort of relationship.โ
#OhioSecuritiesConference
Since 2018, Ohio has filed 11 criminal indictments against alleged state securities rule violators. 0 of those cases were fully acquitted.
These are the trends theyโre seeing in potential enforcement cases. #OhioSecuritiesConference
Next at #OhioSecuritiesConference: @facebook. Over 2B users, & one is @FBI intelligence analyst Breen, who says that 39% of users follow a page just to get a special deal (including her). This, and thousands of pay-for games, creates financial law compliance concerns.
What keeps @FBI intelligence analyst Stephanie Breen up at night? Crypto, she said at the #OhioSecuritiesConference
Things like @oscarmayer #bacoin are real, and illustrate how even absurd-sounding crypto-currency-that-buys-bacon can be real.
Stephanie Breen and July Lyzen from the Cleveland FBI office discuss complex financial crimes, including cryptocurrency. #ohiosecuritiesconference
Thanks to Commerce Director Sherry Maxfield and Communications Director Mikaela Hunt for the discussion re the opioid crisis and the financial impact on families. #ohiosecuritiesconference
Reporting today from #OhioSecuritiesConference.
1st panel w/ @OhioCommerce head Sheryl Maxfield discusses how securities profession will play a role in opioid abuse prevention, because families are liquidating their assets to pay for treatment.
FINAL CALL! Friday Oct. 11 is the deadline to register for the #OhioSecuritiesConference which is Oct. 25 in Columbus. Visit our website for details, the agenda, hotel info and to register online or by mail. Seating is now very limited, so register today! https://t.co/Db7SHten67
Registration is open for our annual #OhioSecuritiesConference Oct. 25 in Columbus. Visit our website for all the details, the agenda of topics and speakers, hotel info and to register either online or by mail. Seating is limited, register today! https://t.co/Db7SHten67
We're just one day away from our annual #OhioSecuritiesConference...so excited to hear from our lineup of terrific speakers on a variety of topics, all of which focus on protecting the Main Street investor.
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